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$SCKT·4

SOCKET MOBILE, INC. · Sep 10, 5:10 PM ET

SOCKET MOBILE, INC. 4

4 · SOCKET MOBILE, INC. · Filed Sep 10, 2013

Insider Transaction Report

Form 4
Period: 2013-09-06
SOCKET MOBILE, INC.SCKT
MALMED LEON
Director
Transactions
  • Expiration (Short)

    Conv Sub Note

    2013-09-06$25000.00/sh+25,000$625,000,000→ 0 total
    Exercise: $2.00From: 2013-02-01Exp: 2014-08-01→ Common (12,500 underlying)
  • Award

    Conv Sub Note

    2013-09-06$27181.00/sh+27,181$738,806,761→ 27,181 total
    Exercise: $1.25From: 2014-09-04Exp: 2017-09-04→ Common (21,744 underlying)
Footnotes (2)
  • [F1]Convertible subordinated note expiring 8/1/14 plus accrued interest cancelled and replaced with a convertible subordinated note expiring 9/4/17.
  • [F2]Conversion price is $2.44 per share if Hudson Bay Capital Master Fund warrants are outstanding or $1.25 per share if they are not.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT