4//SEC Filing
DUNLAP DAVID W 4
Accession 0000944075-20-000024
CIK 0000944075other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 1:54 PM ET
Size
22.5 KB
Accession
0000944075-20-000024
Insider Transaction Report
Form 4
DUNLAP DAVID W
Chief Financial Officer
Transactions
- Sale
Common Stock
2020-07-27$3.85/sh−22,560$86,856→ 8,546 total - Conversion
Common Stock
2020-07-27$1.82/sh+4,060$7,389→ 22,606 total - Conversion
Common Stock
2020-07-27$2.36/sh+5,000$11,800→ 27,606 total - Exercise of In-Money
Common stock option
2020-07-27−5,000→ 143,560 totalExercise: $1.82Exp: 2021-02-22→ Common (5,000 underlying) - Exercise of In-Money
Common stock option
2020-07-27−3,500→ 131,000 totalExercise: $2.36Exp: 2022-02-27→ Common (3,500 underlying) - Conversion
Common Stock
2020-07-27$1.82/sh+5,000$9,100→ 13,546 total - Conversion
Common Stock
2020-07-27$2.36/sh+3,500$8,260→ 31,106 total - Exercise of In-Money
Common stock option
2020-07-27−5,000→ 148,560 totalExercise: $1.82Exp: 2021-02-22→ Common (5,000 underlying) - Conversion
Common Stock
2020-07-27$1.82/sh+5,000$9,100→ 18,546 total - Exercise of In-Money
Common stock option
2020-07-27−4,060→ 139,500 totalExercise: $1.82Exp: 2021-02-22→ Common (4,060 underlying) - Exercise of In-Money
Common stock option
2020-07-27−5,000→ 134,500 totalExercise: $2.36Exp: 2022-02-27→ Common (5,000 underlying)
Footnotes (2)
- [F1]Automatic 10b5-1 Plan transaction adopted on 11/25/2019 for 1/1/2020 - 2/22/2021.
- [F2]Vests monthly over 48 months.
Documents
Issuer
SOCKET MOBILE, INC.
CIK 0000944075
Entity typeother
Related Parties
1- filerCIK 0001192162
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 1:54 PM ET
- Size
- 22.5 KB