SOCKET MOBILE, INC.·4

Sep 1, 6:32 PM ET

Baillif Lee 4

4 · SOCKET MOBILE, INC. · Filed Sep 1, 2020

Insider Transaction Report

Form 4
Period: 2020-08-31
Baillif Lee
VP and Controller
Transactions
  • Purchase

    Subordinated Convertible Note

    2020-08-31$50000.00/sh+34,246$1,712,300,00034,246 total
    Exercise: $1.46Common Stock (34,246 underlying)
Footnotes (1)
  • [F1]The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT