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4//SEC Filing

DUNLAP DAVID W 4

Accession 0000944075-21-000009

CIK 0000944075other

View on SEC.gov Company Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 5:03 PM ET

Size

31.1 KB

Accession

0000944075-21-000009

Insider Transaction Report

Form 4

Period: 2021-02-16

SOCKET MOBILE, INC.SCKT

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2021-02-16$2.27/sh+5,000$11,350→ 13,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.27/sh+5,000$11,350→ 18,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.27/sh+4,000$9,080→ 22,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.75/sh+5,000$13,750→ 27,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.75/sh+5,000$13,750→ 32,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.75/sh+5,000$13,750→ 37,546 total
Exercise/Conversion
Common Stock
2021-02-16$2.75/sh+2,500$6,875→ 40,046 total
Sale
Common Stock
2021-02-16$10.00/sh−31,500$315,000→ 8,546 total
Exercise/Conversion
Common stock option
2021-02-16−5,000→ 126,000 total
Exercise: $2.27Exp: 2025-02-23→ Common (5,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−5,000→ 121,000 total
Exercise: $2.27Exp: 2025-02-23→ Common (5,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−4,000→ 117,000 total
Exercise: $2.27Exp: 2025-02-23→ Common (4,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−5,000→ 112,000 total
Exercise: $2.75Exp: 2026-02-22→ Common (5,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−5,000→ 107,000 total
Exercise: $2.75Exp: 2026-02-22→ Common (5,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−5,000→ 102,000 total
Exercise: $2.75Exp: 2026-02-22→ Common (5,000 underlying)
Exercise/Conversion
Common stock option
2021-02-16−2,500→ 99,500 total
Exercise: $2.75Exp: 2026-02-22→ Common (2,500 underlying)

Footnotes (3)

[F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 1/4/2021 to 11/15/2022.
[F2]The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.917764 to $10.039142, inclusive. The reporting person undertakes to provide to Socket Mobile Inc., any shareholder of Socket Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F3]Vests monthly over 48 months.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SOCKET MOBILE, INC.

CIK 0000944075

Entity typeother

Related Parties

1

filerCIK 0001192162

Filing Metadata

Form type: 4
Filed: Feb 17, 7:00 PM ET
Accepted: Feb 18, 5:03 PM ET
Size: 31.1 KB

View on SEC.gov