4//SEC Filing
OTT LEONARD L 4
Accession 0000944075-22-000005
CIK 0000944075other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 5:15 PM ET
Size
6.9 KB
Accession
0000944075-22-000005
Insider Transaction Report
Form 4
OTT LEONARD L
Chief Technical Officer
Transactions
- Award
Common Stock
2022-02-01+12,100→ 66,173 total - Tax Payment
Common Stock
2022-02-01$3.77/sh−870$3,280→ 65,303 total
Footnotes (2)
- [F1]Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Documents
Issuer
SOCKET MOBILE, INC.
CIK 0000944075
Entity typeother
Related Parties
1- filerCIK 0001192169
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 5:15 PM ET
- Size
- 6.9 KB