⌘K

Login Start Free

Home/Filings/4/0000944075-23-000037

4//SEC Filing

MILLS KEVIN J 4

Accession 0000944075-23-000037

CIK 0000944075other

View on SEC.gov Company Profile

Filed

May 29, 8:00 PM ET

Accepted

May 30, 5:06 PM ET

Size

19.8 KB

Accession

0000944075-23-000037

Insider Transaction Report

Form 4

Period: 2023-05-26

SOCKET MOBILE, INC.SCKT

DirectorPresident and CEO

Transactions

Purchase
Subordinated Convertible Note
2023-05-26$500000.00/sh+373,133$186,566,500,000→ 492,996 total
Exercise: $1.34→ Common Stock (373,133 underlying)
Exercise/Conversion
Common Stock Option
2023-05-26−5,000→ 208,975 total
Exercise: $1.89Exp: 2024-06-02→ Common (5,000 underlying)
Exercise/Conversion
Common Stock Option
2023-05-26−20,000→ 188,975 total
Exercise: $2.27Exp: 2025-03-01→ Common (20,000 underlying)
Exercise/Conversion
Common Stock
2023-05-26$1.90/sh+40,000$76,000→ 268,666 total
Exercise/Conversion
Common Stock
2023-05-26$0.95/sh+20,000$19,000→ 203,666 total
Exercise/Conversion
Common Stock
2023-05-26$1.89/sh+5,000$9,450→ 208,666 total
Exercise/Conversion
Common Stock
2023-05-26$2.27/sh+20,000$45,400→ 228,666 total
Exercise/Conversion
Common Stock Option
2023-05-26−40,000→ 148,975 total
Exercise: $1.90Exp: 2029-04-01→ Common (40,000 underlying)
Exercise/Conversion
Common Stock Option
2023-05-26−20,000→ 213,975 total
Exercise: $0.95Exp: 2024-03-01→ Common (20,000 underlying)

Footnotes (2)

[F1]The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.
[F2]Monthly vesting.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SOCKET MOBILE, INC.

CIK 0000944075

Entity typeother

Related Parties

1

filerCIK 0001192160

Filing Metadata

Form type: 4
Filed: May 29, 8:00 PM ET
Accepted: May 30, 5:06 PM ET
Size: 19.8 KB

View on SEC.gov