SOCKET MOBILE, INC.·4

Oct 14, 4:38 PM ET

MILLS KEVIN J 4

4 · SOCKET MOBILE, INC. · Filed Oct 14, 2025

Insider Transaction Report

Form 4
Period: 2025-10-13
MILLS KEVIN J
DirectorChief Executive Officer
Transactions
  • Disposition to Issuer

    Subordinated Convertible Note

    2025-10-13$500000.00/sh373,134$186,567,000,000353,507 total
    Exercise: $1.34Common Stock (373,134 underlying)
Footnotes (2)
  • [F1]On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.
  • [F2]The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT