ALLISON THOMAS J. 4
4 · Horizon Technology Finance Corp · Filed Apr 14, 2026
Research Summary
AI-generated summary of this filing
Horizon Technology (HRZN) Director Allison Thomas Receives 49,926 Shares
What Happened
- Allison Thomas, a director of Horizon Technology Finance Corp (HRZN), was credited with 49,926 shares on 2026-04-14 under transaction code A (grant/award/other acquisition). The filing lists the acquisition price as N/A; using HRZN’s closing price of $4.57 on April 13, 2026 (the last trading day before the merger closed), the shares are worth roughly $228,162. This was an acquisition resulting from a corporate merger/conversion, not an open-market purchase.
Key Details
- Transaction date: 2026-04-14; Filing date: 2026-04-14 (timely).
- Reported shares acquired: 49,926; reported acquisition price: N/A.
- Implied market value: ~49,926 × $4.57 = $228,162 (based on 4/13/2026 close).
- Shares owned after transaction: not stated in the filing.
- Footnote: Shares were acquired pursuant to the Agreement and Plan of Merger dated Aug 7, 2025 — each share of Monroe Capital Corporation (MRCC) common stock converted into the right to receive 0.9402 shares of HRZN common stock upon closing.
- Filing appears timely; no 10b5-1, tax-withholding, or late-filing notes disclosed.
Context
- This was a merger-related conversion (MRCC → HRZN) rather than a purchase/sale by the insider; such transfers reflect deal mechanics more than an insider expressing a buy/sell view. The N/A acquisition price reflects the conversion mechanism; the market value above uses the last trading price prior to the merger close.
Insider Transaction Report
Form 4
ALLISON THOMAS J.
Director
Transactions
- Award
Common Stock
[F1]2026-04-14+49,926→ 49,926 total
Footnotes (1)
- [F1]Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.
Signature
/s/ Thomas J. Allison|2026-04-14