Hu Fred 4
4 · Yum China Holdings, Inc. · Filed Jun 3, 2026
Research Summary
AI-generated summary of this filing
Yum China (YUMC) Director Fred Hu Receives 13,050-Share Award
What Happened Fred Hu, a director of Yum China Holdings, was reported to have received (award/acquisition code A) 13,050 shares on June 1, 2026. The shares were reported at a $0.00 per-share price (award/grant), so the reported cash cost to Mr. Hu was $0. The filing does not state proceeds or a sale—this was an award of shares, not an open-market purchase or sale.
Key Details
- Transaction date: 2026-06-01; Filing date (Form 4): 2026-06-03 (timely).
- Transaction type/code: Award/Grant (A); price reported: $0.00 per share.
- Shares involved: 13,050 shares awarded.
- Shares owned after transaction: Not specified in the provided filing excerpt.
- Footnotes of note:
- F1: The shares are held directly by Pollos Investment L.P.; Mr. Hu may have a contingent pecuniary interest via indirect ties to a private fund and the parent company of the general partner.
- F2: Mr. Hu disclaims beneficial ownership of securities held by Pollos Investment except to the extent of any pecuniary interest from the arrangement described in F1.
Context An "A" coded award typically reflects restricted stock or similar compensation and does not involve an out-of-pocket purchase; such grants are common for directors and do not by themselves indicate a buy/sell market signal. The filing includes disclosures about indirect ownership through an investment vehicle and a disclaimer of direct beneficial ownership except for any indirect pecuniary interest.
Insider Transaction Report
- Award
Common Stock, $0.01 par value
2026-06-01+13,050→ 95,455 total
- 12,035,635(indirect: See Footnotes)
Common Stock, $0.01 par value
[F1][F2]
Footnotes (2)
- [F1]The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee.
- [F2]The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.