ALLISON THOMAS J. 4/A

What Happened
Allison Thomas, a director of Horizon Technology Finance Corp (HRZN), acquired 6,000 shares in an open-market/private purchase on June 9, 2026, at $4.36 per share for a total of $26,160. This was a purchase (code P) and is reported as a potential bullish signal by insiders, though purchases can have many motivations and do not guarantee future performance.

Key Details

• Transaction date and price: 2026-06-09, 6,000 shares @ $4.36 each; total value $26,160.
• Shares owned after transaction: corrected to 56,617 shares (see footnote).
• Filing status: AMENDED Form 4 — the amendment corrected the post-transaction share total.
• Footnotes: Correction due to previously omitted shares acquired via the issuer’s dividend reinvestment plan (DRIP). The filing notes that the reported ownership now includes DRIP shares.
• Transaction code: P (purchase). No indication in the filing that this was a late report.

Context
This was a straightforward equity purchase by a company director, reported on an amended Form 4 to correct the total shares beneficially owned. Purchases by directors can be of interest to retail investors as one data point on insider sentiment, but they should be considered alongside other fundamental and market information.