Pomona Investment Fund Secretary John Charles Stephens Sells 12,252 Shares

What Happened
John Charles Stephens, Secretary of Pomona Investment Fund, reported a sale of 12,251.67 shares on June 30, 2026 at $16.46 per share, for a total proceeds of $201,719. The filing records the transaction as a sale (code S) and indicates an open-market or private sale; the filing does not specify which.

Key Details

• Transaction date and price: 2026-06-30 — 12,251.67 shares @ $16.46 = $201,719 total.
• Transaction type: Sale (S); described as open market or private sale (not specifically identified).
• Filing date / timeliness: Form 4 filed 2026-08-19 (filed well after the typical 2-business-day deadline for Form 4s). This filing appears late.
• Shares owned after transaction: Not specified in the provided filing.
• Footnotes/plan details: None reported in the supplied transaction details.
• Accession: 0000945621-26-001083 (Form 4).

Context
Sales by officers can be routine (taxes, diversification, plan-based sales) and don’t necessarily signal a change in company prospects. Because this is a sale and the filing was submitted late, retail investors should treat it as factual reporting of the disposition but avoid inferring intent from this single transaction.