4//SEC Filing
WENTHEN KEVIN A 4
Accession 0000946275-04-000062
CIK 0001174258other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 5:00 PM ET
Size
13.1 KB
Accession
0000946275-04-000062
Insider Transaction Report
Form 4
WENTHEN KEVIN A
Snr. VP & Chief Admin. Officer
Transactions
- Other
Common Stock, par value $0.10 per share
2004-01-20+26,501→ 26,501 total(indirect: By 401(k)) - Other
Common Stock, par value $0.10 per share
2004-01-20+612→ 612 total(indirect: By ESOP) - Other
Common Stock, par value $0.10 per share
2004-01-20+23,827→ 23,827 total(indirect: By RSP) - Other
Common Stock, par value $0.10 per share
2004-01-20+1,861→ 1,861 total - Other
Stock Option
2004-01-20+74,462→ 74,462 totalExercise: $5.59From: 2004-01-22Exp: 2013-04-22→ Common Stock (74,462 underlying)
Footnotes (2)
- [F1]Award of shares on April 22, 2003 under the Synergy Financial Group, Inc. Restricted Stock Plan. Such award vests 20% on the anniversary of the award and 20% annually thereafter. Dividends paid on shares are held in arrears and distributed pursuant to vesting schedule. This Form 4 filed to report the exchange of shares pursuant to an exchange ratio in connection with the Issuer's step two conversion from a mutual holding company to a full stock corporation. For additional information, see Form 8-K filed by the Issuer with the Securities Exchange Commission on January 20, 2004.
- [F2]Award of options on April 22, 2003 under Synergy Financial Group, Inc. 2003 Stock Option Plan. Options become first exercisable at the rate of 20% on the anniversary of the award and 20% annually thereafter. The information reported above reflects adjustments to the number of options and the exercise price in accordance with the exchange ratio in connection with the Issuer's step two conversion from a mutual holding company structure to a full stock corporation. For additional information, see the Form 8-K filed by the Issuer with the Securities Exchange Commission on January 20, 2004.
Documents
Issuer
SYNERGY FINANCIAL GROUP INC
CIK 0001174258
Entity typeother
Related Parties
1- filerCIK 0001228719
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 5:00 PM ET
- Size
- 13.1 KB