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DAVIS NANCY A 4

Accession 0000946275-04-000073

CIK 0001174258other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 3:47 PM ET

Size

11.4 KB

Accession

0000946275-04-000073

Insider Transaction Report

Form 4
Period: 2004-01-20
Transactions
  • Other

    Common Stock, par value $0.10 per share

    2004-01-20+8,0008,000 total(indirect: By IRA)
  • Other

    Stock option

    2004-01-20+23,13923,139 total
    Exercise: $5.59From: 2004-01-22Exp: 2013-04-22Common Stock (23,139 underlying)
  • Other

    Common Stock, par value $0.10 per share

    2004-01-20+7,9117,911 total(indirect: RSP)
  • Other

    Common Stock, par value $0.10 per share

    2004-01-20+26,80626,806 total
Footnotes (2)
  • [F1]Award of shares on April 22, 2003 under the Synergy Financial Group, Inc. Restricted Stock Plan. Such award vests 20% on the anniversary of the award and 20% annually thereafter. Dividends paid on shares are held in arrears and distributed pursuant to vesting schedule. This Form 4 filed to report the exchange of shares pursuant to an exchange ratio in connection with the Issuer's step two conversion from a mutual holding company to a full stock corporation. For additional information, see Form 8-K filed by the Issuer with the Securities Exchange Commission on January 20, 2004.
  • [F2]Award of options on April 22, 2003 under Synergy Financial Group, Inc. 2003 Stock Option Plan. Options become first exercisable at the rate of 20% on the anniversary of the award and 20% annually thereafter. The information reported above reflects adjustments to the number of options and the exercise price in accordance with the exchange ratio in connection with the Issuer's step two conversion from a mutual holding company structure to a full stock corporation. For additional information, see the Form 8-K filed by the Issuer with the Securities Exchange Commission on January 20, 2004.

Issuer

SYNERGY FINANCIAL GROUP INC

CIK 0001174258

Entity typeother

Related Parties

1
  • filerCIK 0001248050

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 3:47 PM ET
Size
11.4 KB