4//SEC Filing
SHEFFERY MICHAEL B 4
Accession 0000947871-10-000043
CIK 0001368148other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:18 PM ET
Size
11.3 KB
Accession
0000947871-10-000043
Insider Transaction Report
Form 4
SHEFFERY MICHAEL B
Director
Transactions
- Other
Common Stock
2010-01-07−4,947→ 1,805,100 total(indirect: By Partnership) - Other
Common Stock
2010-01-07+466→ 3,872 total - Other
Common Stock
2009-12-28−1,800,153→ 1,810,047 total(indirect: By Partnership) - Other
Common Stock
2009-12-28+3,406→ 3,406 total
Footnotes (5)
- [F1]The Reporting Person is a partner of OrbiMed Advisors LLC ("Advisors") and OrbiMed Capital GP III LLC ("Capital"). On December 28, 2009 Capital and Advisors made an in-kind distribution of the Common Stock to investors in Caduceus Private Investments III, LP ("Caduceus") and OrbiMed Associates III, LP ("Associates"). Following this in-kind distribution, Caduceus, Associates and Advisors hold 1,788,100, 17,000 and 4,947 shares, respectively. Advisors, pursuant to its authority as general partner of Associates, may be considered to hold indirectly 17,000 shares of Common Stock and Capital, pursuant to its authority as general partner of Caduceus, may be considered to hold indirectly 1,788,100 shares of Common Stock.
- [F2]The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Of the in-kind distribution of the Common Stock made to investors in Caduceus, as described in the note 1, 3,406 were allocated to the Reporting Person. These are the only shares of Common stock held directly by the Reporting Person.
- [F4]On January 7, 2010 Advisors distributed 4,947 shares of Common Stock to its partners, including a distribution of 466 shares to the Reporting Person. Following this transaction, Caduceus and Associates, hold 1,788,100 and 17,000 shares, respectively. Advisors, pursuant to its authority as general partner of Associates, may be considered to hold indirectly 17,000 shares of Common Stock and Capital, pursuant to its authority as general partner of Caduceus, may be considered to hold indirectly 1,788,100 shares of Common Stock.
- [F5]Following the in-kind distribution made to the Reporting Person, directly holds 3,872 shares of Common Stock.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001283887
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 4:18 PM ET
- Size
- 11.3 KB