Goldberg Robert Bruce 4
4 · Ceres, Inc. · Filed Feb 28, 2012
Insider Transaction Report
Form 4
Ceres, Inc.CERE
Goldberg Robert Bruce
Director
Transactions
- Conversion
Common Stock
2012-02-27+3,333→ 187,777 total(indirect: See footnote) - Conversion
Common Stock
2012-02-27+249→ 188,026 total(indirect: See footnote) - Conversion
Series A Convertible Preferred Stock
2012-02-27−10,000→ 0 total(indirect: See footnote)→ Common Stock (3,333 underlying) - Conversion
Series C Convertible Preferred Stock
2012-02-27−749→ 0 total(indirect: See footnote)→ Common Stock (249 underlying)
Footnotes (2)
- [F1]Each share of each series of preferred stock was convertible at any time on a 1-for-0.3333 basis into Common Stock, at the holder's election, and each share of each series of preferred stock automatically converted upon the closing of the Issuer's initial public offering. The shares of each series of preferred stock have no expiration date.
- [F2]By The Robert B. Goldberg Revocable Living Trust.