Juhl Energy, Inc 3
3 · Juhl Energy, Inc · Filed Aug 6, 2014
Insider Transaction Report
Form 3
Juhl Energy, IncJUHL
Trellus Management Company, LLC
10% Owner
Holdings
- 5,000,000(indirect: See footnotes)
Common Stock
Footnotes (2)
- [F1]These shares of Common Stock are owned directly by Trellus Partners, L.P., a Delaware limited partnership ("TPLP"). Trellus Management Company, LLC ("Trellus") is the investment adviser to TPLP. Adam Usdan is the controlling principal and chief investment officer of Trellus. By reason of their investment discretion, Trellus and Mr. Usdan are reported herein as indirect beneficial owners of the securities held by TPLP described in footnote (2) below.
- [F2]On August 4, 2014, TPLP held 5,000,000 shares of Common Stock. Trellus and Mr. Usdan indirectly held 5,000,000 shares of Common Stock.