Home/Filings/3/0000947871-14-000494
3//SEC Filing

Juhl Energy, Inc 3

Accession 0000947871-14-000494

CIK 0001366312operating

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 12:07 PM ET

Size

7.6 KB

Accession

0000947871-14-000494

Insider Transaction Report

Form 3
Period: 2014-08-04
Holdings
  • Common Stock

    (indirect: See footnotes)
    5,000,000
Holdings
  • Common Stock

    (indirect: See footnotes)
    5,000,000
Usdan Adam
10% Owner
Holdings
  • Common Stock

    (indirect: See footnotes)
    5,000,000
Footnotes (2)
  • [F1]These shares of Common Stock are owned directly by Trellus Partners, L.P., a Delaware limited partnership ("TPLP"). Trellus Management Company, LLC ("Trellus") is the investment adviser to TPLP. Adam Usdan is the controlling principal and chief investment officer of Trellus. By reason of their investment discretion, Trellus and Mr. Usdan are reported herein as indirect beneficial owners of the securities held by TPLP described in footnote (2) below.
  • [F2]On August 4, 2014, TPLP held 5,000,000 shares of Common Stock. Trellus and Mr. Usdan indirectly held 5,000,000 shares of Common Stock.

Issuer

Juhl Energy, Inc

CIK 0001366312

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001366312

Filing Metadata

Form type
3
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 12:07 PM ET
Size
7.6 KB