4//SEC Filing
Rockwood Holdings, Inc. 4
Accession 0000947871-15-000045
CIK 0001315695operating
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 4:39 PM ET
Size
13.0 KB
Accession
0000947871-15-000045
Insider Transaction Report
Form 4
Zatta Robert J
SVP & Chief Financial Officer
Transactions
- Award
Common Stock, par value $0.01 per share
2015-01-12+1,261→ 9,403 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12$78.68/sh−9,403$739,828→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12$78.68/sh−11,727$922,680→ 8,142 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-01-12−28,376→ 15,959 total - Award
Common Stock, par value $0.01 per share
2015-01-12+3,910→ 19,869 total
Footnotes (5)
- [F1]Disposed of pursuant to an Agreement and Plan of Merger dated as of July 15, 2014, by and among Albemarle Corporation, Albemarle Holdings Corporation and Rockwood Holdings, Inc., in exchange for $1,437,303.67 and 13,628 shares of common stock of Albemarle Corporation having a market value of $59.70 per share as of the close of trading on the effective date of the merger.
- [F2]Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2012 in addition to the number of target shares reported on December 14, 2012. These shares include 185 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
- [F3]These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $922,680.36 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award.
- [F4]Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2013 in addition to the number of target shares reported on December 18, 2013. These shares include 28 shares representing dividend equivalent rights accrued to the reporting person on the additional shares.
- [F5]These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $739,828.04 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award.
Documents
Issuer
Rockwood Holdings, Inc.
CIK 0001315695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001315695
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 4:39 PM ET
- Size
- 13.0 KB