|4Jan 23, 2:09 PM ET

GOLDEN QUEEN MINING CO LTD 4

4 · GOLDEN QUEEN MINING CO LTD · Filed Jan 23, 2015

Insider Transaction Report

Form 4
Period: 2015-01-21
Transactions
  • Other

    COMMON STOCK

    2015-01-21+7,258,3307,258,330 total(indirect: By family investment vehicle)
Holdings
  • COMMON STOCK

    (indirect: See Footnote)
    32,000
  • COMMON STOCK

    1,081,686
  • COMMON STOCK

    (indirect: See Footnote)
    50,000
  • COMMON STOCK

    (indirect: See Footnote)
    807,250
Footnotes (4)
  • [F1]Transfer of shares to a family investment vehicle of which the Reporting Person is the manager. The transfer did not involve the payment or receipt of any cash consideration by the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F2]Owned by 933 Milledge LLC ("Milledge"). Mr. Clay owns 100% of Milledge.
  • [F3]Owned by Arctic Coast Petroleums Ltd., of which Mr. Clay is 2.5% owner and Milledge is 47.5% owner. Mr. Clay disclaims beneficial ownership of the remaining 50% of the shares.
  • [F4]Held in custody account for James Clay, Mr. Clay's son. Mr. Clay's wife Whitney is the sole custodian of such account, and Mr. Clay disclaims beneficial ownership of the shares therein.

Documents

1 file
  • 4
    ss413589_4.xmlPrimary

    OWNERSHIP DOCUMENT