4//SEC Filing
A4 S.A. 4
Accession 0000947871-18-000628
CIK 0001702780other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:33 PM ET
Size
14.6 KB
Accession
0000947871-18-000628
Insider Transaction Report
Form 4
Altice USA, Inc.ATUS
Next Alt S.a.r.l.
Director10% Owner
Transactions
- Conversion
Class A Unit
2018-08-01−156,287→ 34,426,251 total(indirect: CVC 3 B.V.)→ Class A Common Stock (156,287 underlying) - Conversion
Class A Common Stock
2018-08-01+156,287→ 6,094,633 total(indirect: CVC 3 B.V.)
Holdings
- 62,369,305
Class A Common Stock
- 7,526,349(indirect: UpperNext S.C.S.p)
Class A Common Stock
- 1,000(indirect: A4 S.A.)
Class A Common Stock
Drahi Patrick
Director10% Owner
Transactions
- Conversion
Class A Unit
2018-08-01−156,287→ 34,426,251 total(indirect: CVC 3 B.V.)→ Class A Common Stock (156,287 underlying) - Conversion
Class A Common Stock
2018-08-01+156,287→ 6,094,633 total(indirect: CVC 3 B.V.)
Holdings
- 1,000(indirect: A4 S.A.)
Class A Common Stock
- 62,369,305
Class A Common Stock
- 7,526,349(indirect: UpperNext S.C.S.p)
Class A Common Stock
A4 S.A.
Director
Transactions
- Conversion
Class A Unit
2018-08-01−156,287→ 34,426,251 total(indirect: CVC 3 B.V.)→ Class A Common Stock (156,287 underlying) - Conversion
Class A Common Stock
2018-08-01+156,287→ 6,094,633 total(indirect: CVC 3 B.V.)
Holdings
- 7,526,349(indirect: UpperNext S.C.S.p)
Class A Common Stock
- 62,369,305
Class A Common Stock
- 1,000(indirect: A4 S.A.)
Class A Common Stock
Footnotes (4)
- [F1]Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP").
- [F2]Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3.
- [F3]Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer.
- [F4]Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests.
Documents
Issuer
Altice USA, Inc.
CIK 0001702780
Entity typeother
IncorporatedLuxembourg
Related Parties
1- filerCIK 0001709665
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 4:33 PM ET
- Size
- 14.6 KB