4//SEC Filing
OrbiMed Capital GP III LLC 4
Accession 0000947871-18-000632
CIK 0001597313other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 6:12 PM ET
Size
15.1 KB
Accession
0000947871-18-000632
Insider Transaction Report
Form 4
ViewRay, Inc.VRAY
ORBIMED ADVISORS LLC
Director10% Owner
Transactions
- Sale
Common Stock
2018-08-03$11.71/sh−118,168$1,383,747→ 9,251,174 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-03$11.71/sh−1,125$13,174→ 88,100 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$10.01/sh−478$4,785→ 87,622 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$10.01/sh−50,149$501,991→ 9,201,025 total(indirect: See Footnotes)
OrbiMed Capital GP III LLC
10% Owner
Transactions
- Sale
Common Stock
2018-08-03$11.71/sh−118,168$1,383,747→ 9,251,174 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-03$11.71/sh−1,125$13,174→ 88,100 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$10.01/sh−50,149$501,991→ 9,201,025 total(indirect: See Footnotes) - Sale
Common Stock
2018-08-07$10.01/sh−478$4,785→ 87,622 total(indirect: See Footnotes)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares of the Issuer's common stock ("Shares") were sold in multiple transactions at prices ranging from $11.45 to $12.11 inclusive. Upon request, the Reporting Persons undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the Shares purchased at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.95 to $10.12 inclusive. Upon request, the Reporting Persons undertakes to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares purchased at each separate price within the range set forth in this footnote.
- [F3]These Shares are held of record by OrbiMed Private Investments III, LP ("OPI III"). OrbiMed Capital GP III LLC ("GP III") is the general partner of OPI III, and OrbiMed Advisors LLC ("Advisors"), a registered adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP III. By virtue of such relationships, GP III and Advisors may be deemed to have voting and investment power over the securities held by OPI III and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Advisors exercised this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the Shares held by OPI III.
- [F4]These Shares are held of record by OrbiMed Associates III, LP ("Associates III"). Advisors is the general partner of Associates III. By virtue of such relationships, Advisors may be deemed to have voting and investment power over the securities held by Associates III and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the Shares held by Associates III.
- [F5]This report on Form 4 is jointly filed by GP III and Advisors. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Documents
Issuer
ViewRay, Inc.
CIK 0001597313
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001432241
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 6:12 PM ET
- Size
- 15.1 KB