Home/Filings/4/0000947871-18-000955
4//SEC Filing

Kibler James R. 4

Accession 0000947871-18-000955

CIK 0001630132other

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 11:47 AM ET

Size

11.8 KB

Accession

0000947871-18-000955

Insider Transaction Report

Form 4
Period: 2018-12-07
Kibler James R.
DirectorOther
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-12-0768,143339,904 total
    Exercise: $2.03From: 2016-12-06Exp: 2022-04-16Common Stock (68,143 underlying)
  • Tax Payment

    Common Stock

    2018-12-07$16.10/sh198,769$3,200,181256,962 total
  • Exercise/Conversion

    Common Stock

    2018-12-07$2.03/sh+401,010$814,050455,731 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-12-07332,8670 total
    Exercise: $2.03From: 2014-02-01Exp: 2022-04-16Common Stock (332,867 underlying)
Footnotes (3)
  • [F1]Reflects 198,769 shares withheld by the issuer at the closing market price of $16.10 per share, less an exercise price of $2.03 to fund the cashless exercise of the 401,010 vested options.
  • [F2]The time based stock options are fully vested and currently exercisable.
  • [F3]Performance based stock options vest on a sliding scale based upon the return on investment of the funds managed by Advent International Corporation (the "Advent Holders") as compared to the Aggregate Advent Investment Amount (i.e., $162,900,210). The 408,047 performance based stock options originally granted to the reporting person will cumulatively vest on the date(s) on which the Advent Holders receive an aggregate amount of net cash proceeds as follows (1) 16.7% for 2 to 2.5 times the Aggregate Advent Investment Amount; (2) 50% for 2.5 to 3 times the Aggregate Advent Investment Amount; (3) 83.3% for 3 to 3.5 times the Aggregate Advent Investment Amount; and (4) 100% for greater than 3.5 times the Aggregate Advent Investment Amount. Currently, 16.7% of the performance based stock options originally granted to the reporting person have vested, all of which were exercised in the transaction reported hereby.

Documents

1 file

Issuer

Bojangles', Inc.

CIK 0001630132

Entity typeother

Related Parties

1
  • filerCIK 0001641161

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 11:47 AM ET
Size
11.8 KB