4//SEC Filing
OrbiMed Capital GP V LLC 4
Accession 0000947871-19-000271
CIK 0001595585other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 3:24 PM ET
Size
8.4 KB
Accession
0000947871-19-000271
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
OrbiMed Capital GP V LLC
Director10% Owner
Transactions
- Purchase
Common Stock
2019-04-03$36.00/sh+225,000$8,100,000→ 11,114,280 total(indirect: By OrbiMed Private Investments V, LP)
ORBIMED ADVISORS LLC
Director10% Owner
Transactions
- Purchase
Common Stock
2019-04-03$36.00/sh+225,000$8,100,000→ 11,114,280 total(indirect: By OrbiMed Private Investments V, LP)
Footnotes (2)
- [F1]These securities are held of record by OrbiMed Private Investments V, LP ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the sole general partner of OPI V, and OrbiMed Advisors LLC ("Advisors"), a registered adviser under the Investment Advisors Act of 1940, as amended, is the sole managing member of GP V. By virtue of such relationships, GP V and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Advisors exercised this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the Shares held by OPI V.
- [F2]This report on Form 4 is jointly filed by GP V and Advisors. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. The Reporting Persons have designated a representative, David P. Bonita, an employee of Advisors, to serve on the Company's board of directors. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001615374
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 3:24 PM ET
- Size
- 8.4 KB