Home/Filings/4/0000947871-20-000836
4//SEC Filing

Spegal John S. 4

Accession 0000947871-20-000836

CIK 0001585790other

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 4:24 PM ET

Size

28.9 KB

Accession

0000947871-20-000836

Insider Transaction Report

Form 4
Period: 2020-10-30
Spegal John S.
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2020-10-30+18,161107,184 total
  • Disposition to Issuer

    Common Stock

    2020-10-30$30.30/sh107,184$3,247,6750 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3012,3530 total
    Exercise: $17.70Exp: 2023-04-25Common Stock (12,353 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-303,0360 total
    Exercise: $19.10Exp: 2024-05-14Common Stock (3,036 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-309,0690 total
    Exercise: $18.80Exp: 2025-03-04Common Stock (9,069 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3015,6440 total
    Exercise: $24.28Exp: 2026-06-24Common Stock (15,644 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-30152,2850 total
    Exercise: $18.00Exp: 2026-10-12Common Stock (152,285 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3032,5000 total
    Exercise: $22.00Exp: 2027-02-27Common Stock (32,500 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3033,6950 total
    Exercise: $22.16Exp: 2028-02-26Common Stock (33,695 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3026,7980 total
    Exercise: $26.69Exp: 2029-02-25Common Stock (26,798 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2020-10-3024,6590 total
    Exercise: $19.10Exp: 2024-05-14Common Stock (24,659 underlying)
Footnotes (3)
  • [F1]Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").
  • [F2]Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.
  • [F3]Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Documents

1 file

Issuer

Advanced Disposal Services, Inc.

CIK 0001585790

Entity typeother

Related Parties

1
  • filerCIK 0001657227

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:24 PM ET
Size
28.9 KB