4//SEC Filing
Qatar Investment Authority 4
Accession 0000947871-21-000878
CIK 0001818874other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:51 PM ET
Size
12.8 KB
Accession
0000947871-21-000878
Insider Transaction Report
Form 4
Qatar Investment Authority
Director
Transactions
- Award
Series 1 Redeemable Preferred Stock
2021-05-28+3,000,000→ 3,000,000 total(indirect: By LLC) - Award
Warrants
2021-05-28+11,290,344→ 11,290,344 total(indirect: By LLC)Exercise: $8.86From: 2021-05-28Exp: 2024-05-19→ Common Stock (11,290,344 underlying) - Award
Common Stock
2021-05-28+24,528,058→ 24,528,058 total(indirect: By LLC)
QIA FIG Holding LLC
Director
Transactions
- Award
Common Stock
2021-05-28+24,528,058→ 24,528,058 total(indirect: By LLC) - Award
Series 1 Redeemable Preferred Stock
2021-05-28+3,000,000→ 3,000,000 total(indirect: By LLC) - Award
Warrants
2021-05-28+11,290,344→ 11,290,344 total(indirect: By LLC)Exercise: $8.86From: 2021-05-28Exp: 2024-05-19→ Common Stock (11,290,344 underlying)
Footnotes (3)
- [F1]Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer.
- [F2]QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC.
- [F3]Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer.
Documents
Issuer
SoFi Technologies, Inc.
CIK 0001818874
Entity typeother
IncorporatedQatar
Related Parties
1- filerCIK 0001441449
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 4:51 PM ET
- Size
- 12.8 KB