Home/Filings/4/0000947871-22-000057
4//SEC Filing

Murphy Ken N. 4

Accession 0000947871-22-000057

CIK 0001880661other

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 7:45 PM ET

Size

12.0 KB

Accession

0000947871-22-000057

Insider Transaction Report

Form 4
Period: 2022-01-12
Murphy Ken N.
Chief Operating Officer
Transactions
  • Award

    TPG Partner Holdings, L.P. Units

    2022-01-12+2,429,1462,429,146 total
    Class A Common Stock (2,429,146 underlying)
  • Award

    Restricted Stock Units

    2022-01-13+169,492169,492 total
  • Award

    Performance Stock Units

    2022-01-13+169,491169,491 total
    Class A Common Stock (169,491 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of TPG Inc. (the "Issuer"). 25% of the RSUs will vest on each of the second, third, fourth and fifth anniversaries of the date of grant, subject to the Reporting Person's continuous service through the vesting date.
  • [F2]Pursuant to the restructuring of the TPG Operating Group, as disclosed in the prospectus of the Issuer, filed with the Securities and Exchange Commission on January 4, 2022 (the "Prospectus"), the Reporting Person, as a partner of TPG Partner Holdings, L.P. ("Partner Holdings") prior to the Issuer's initial public offering, received units ("TPH Units") of Partner Holdings.
  • [F3]Pursuant to an exchange agreement, as disclosed in the Prospectus, TPH Units are ultimately exchangeable for cash or, at the Issuer's election, shares of Class A common stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments and transfer restrictions (the "exchange consideration"). Upon an exchange of TPH Units, an equal number of Common Units of the TPG Operating Group held by TPG Group Holdings (SBS), L.P. ("Group Holdings"), of which Partner Holdings is an indirect limited partner, are exchanged on a one-for-one basis for the exchange consideration, and an equal number of shares of Class B common stock of the Issuer also held by Group Holdings will be automatically cancelled for no additional consideration. Each share of Class B common stock entitles the holder to ten votes per share but carries no economic rights.
  • [F4]Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock when both the service and performance conditions are satisfied. 25% of the PSUs will service-vest on each of the second, third, fourth and fifth anniversaries of the date of grant. 50% of the PSUs will performance-vest on each of the first day following the date on which the 30-day volume weighted average trading price of a share of Class A common stock equals or exceeds (x) 1.5x the initial public offering price (the "1.5x measure") and (y) 2.0x the initial public offering price (the "2.0x measure"). The PSUs with respect to the 1.5x measure will be forfeited if the 1.5x measure is not achieved prior to the fifth anniversary of the grant date and the PSUs with respect to the 2.0x measure will be forfeited if the 2.0x measure is not achieved prior to the eighth anniversary of the grant date.

Documents

1 file

Issuer

TPG Inc.

CIK 0001880661

Entity typeother

Related Parties

1
  • filerCIK 0001903742

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 7:45 PM ET
Size
12.0 KB