BLACK WINSTON L III 4/A
4/A · SWK Holdings Corp · Filed Sep 21, 2022
Insider Transaction Report
Form 4/AAmended
BLACK WINSTON L III
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2022-08-31$13.70/sh+50,000$685,000→ 126,663 total - Exercise/Conversion
Common Stock
2022-08-31$12.50/sh+75,000$937,500→ 201,663 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−75,000→ 0 totalExercise: $12.50From: 2022-01-01Exp: 2022-12-31→ Common Stock (75,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−50,000→ 50,000 totalExercise: $13.70From: 2019-01-01Exp: 2022-12-31→ Common Stock (50,000 underlying) - Tax Payment
Common Stock
2022-08-31$17.48/sh−101,926$1,781,666→ 99,737 total
Footnotes (2)
- [F1]Shares withheld for exercise price and taxes upon the exercise of stock options.
- [F2]This Form 4 amends the Form 4 that was filed on September 7, 2022. Due to an administrative error, 50,000 unvested stock options were inadvertently omitted from the total number of derivative securities beneficially owned by the reporting person.