Home/Filings/4/0000947871-24-000953
4//SEC Filing

Wu Yang 4

Accession 0000947871-24-000953

CIK 0001760689other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 9:44 PM ET

Size

10.9 KB

Accession

0000947871-24-000953

Insider Transaction Report

Form 4
Period: 2024-05-28
Wu Yang
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Convertible Loan

    2024-05-2824,000,000 total
    Exercise: $0.50From: 2024-05-28Exp: 2025-11-28Common Stock (24,000,000 underlying)
  • Award

    Warrants (Right to Buy)

    2024-05-28+5,500,0005,500,000 total
    Exercise: $2.00From: 2024-05-28Exp: 2029-05-28Common Stock (5,500,000 underlying)
  • Award

    Convertible Loan

    2024-07-2350,000,000 total
    Exercise: $0.50From: 2024-07-23Exp: 2025-11-28Common Stock (26,000,000 underlying)
Footnotes (2)
  • [F1]Pursuant to the Loan and Security Agreement, dated as of May 28, 2024, by and among the Issuer, Microvast, Inc., each direct or indirect subsidiary of the Issuer that is or may, from time to time, become a party thereto, the Reporting Person and Acquiom Agency Services LLC (the "Loan Agreement"), the Reporting Person made available to the Issuer an initial term loan in the amount of $12,000,000 and a delayed draw term loan in the amount of $13,000,000. Pursuant to the Loan Agreement, the Reporting Person has the right to convert the outstanding principal balance of the loans issued thereunder, in whole or in part, in increments of $100,000 into shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") at an initial conversion rate equal to two shares of Common Stock per $1.00 of principal to be converted.
  • [F2]In connection with its entry into the Loan Agreement, the Issuer issued to the Reporting Person a warrant to purchase shares of Common Stock that was immediately exercisable, in whole or in part, in increments of 100,000 shares of Common Stock.

Documents

1 file

Issuer

Microvast Holdings, Inc.

CIK 0001760689

Entity typeother

Related Parties

1
  • filerCIK 0001874005

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 9:44 PM ET
Size
10.9 KB