Zucker Anita G 4
4 · VICON INDUSTRIES INC /NY/ · Filed Mar 12, 2018
Insider Transaction Report
Form 4
Zucker Anita G
10% Owner
Transactions
- Sale
Common Stock
2018-03-08$0.40/sh−3,500$1,400→ 7,428,727 total(indirect: See footnote) - Sale
Common Stock
2018-03-08$0.40/sh−5,000$2,006→ 7,440,800 total(indirect: See footnote) - Sale
Common Stock
2018-03-09$0.39/sh−41,600$16,274→ 7,378,927 total(indirect: See footnote) - Sale
Common Stock
2018-03-09$0.39/sh−34,490$13,506→ 7,344,437 total(indirect: See footnote) - Sale
Common Stock
2018-03-08$0.40/sh−5,546$2,219→ 7,445,800 total(indirect: See footnote) - Sale
Common Stock
2018-03-08$0.39/sh−8,573$3,359→ 7,432,227 total(indirect: See footnote) - Sale
Common Stock
2018-03-09$0.40/sh−8,200$3,242→ 7,420,527 total(indirect: See footnote) - Sale
Common Stock
2018-03-09$0.40/sh−9,800$3,872→ 7,334,637 total(indirect: See footnote) - Other
Warrants
2017-04-20$438000.00/sh+1,500,000$657,000,000,000→ 1,500,000 total(indirect: By Trust)Exercise: $0.40From: 2017-04-20Exp: 2020-04-20→ Common Stock (1,500,000 underlying)
Footnotes (4)
- [F1]The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of the same number of shares of VII common stock at a price of $0.40 per share on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of profit realized in connection with the short-swing transactions, less transaction costs.
- [F2]The shares are or were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
- [F3]The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
- [F4]The warrants were issued as additional consideration for NIL Funding Corporation's extending credit to VII. VII reported that the fair value of the warrants at issuance was $438,000.