4//SEC Filing
Zucker Anita G 4
Accession 0000948520-18-000004
CIK 0000310056other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 3:09 PM ET
Size
11.4 KB
Accession
0000948520-18-000004
Insider Transaction Report
Form 4
Zucker Anita G
10% Owner
Transactions
- Sale
Common Stock
2018-03-14$0.40/sh−1,500$593→ 7,331,337 total(indirect: See footnote) - Sale
Common Stock
2018-03-15$0.39/sh−200$78→ 7,284,824 total(indirect: See footnote) - Sale
Common Stock
2018-03-14$0.39/sh−46,313$18,182→ 7,285,024 total(indirect: See fotnote) - Other
Warrants
2017-04-20$438000.00/sh+1,500,000$657,000,000,000→ 1,500,000 total(indirect: By Trust)Exercise: $0.40From: 2017-04-20Exp: 2020-04-20→ Common Stock (1,500,000 underlying)
Footnotes (4)
- [F1]The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of the same number of shares of VII common stock at a price of $0.40 per share on November 17, 2017. The reporting person plans to pay promptly to VII the full amount of profit realized in connection with with the short-swing transactions, less transaction costs.
- [F2]The shares are or were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
- [F3]The warrants were issued as additional consideration for NIL Funding Corporation's extending credit to VII. VII reported that the fair value of the warrants at issuance was $438,000.
- [F4]The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
Documents
Issuer
VICON INDUSTRIES INC /NY/
CIK 0000310056
Entity typeother
Related Parties
1- filerCIK 0001434993
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 3:09 PM ET
- Size
- 11.4 KB