Home/Filings/4/0000949265-07-000266
4//SEC Filing

APPLIED INNOVATION INC 4

Accession 0000949265-07-000266

CIK 0000798399operating

Filed

May 9, 8:00 PM ET

Accepted

May 10, 5:13 PM ET

Size

24.6 KB

Accession

0000949265-07-000266

Insider Transaction Report

Form 4
Period: 2007-05-10
Transactions
  • Disposition from Tender

    Common Stock, $0.01 par value

    2007-05-106000 total(indirect: By IRA)
  • Disposition from Tender

    Stock Option, Right to Buy

    2007-05-105,0000 total
    Exercise: $3.47Exp: 2015-01-01Common Stock, $0.01 par value (5,000 underlying)
  • Disposition from Tender

    Stock Option, Right to Buy 04/26/01

    2007-05-109,0000 total
    Exercise: $11.70Exp: 2011-01-01Common Stock, $0.01 par value (9,000 underlying)
  • Disposition from Tender

    Common Stock, $0.01 par value

    2007-05-1028,0000 total(indirect: By Keogh)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2007-05-105,0000 total
    Exercise: $3.25Exp: 2015-12-30Common Stock, $0.01 par value (5,000 underlying)
  • Disposition from Tender

    Stock Option, Right to Buy 01/01/00

    2007-05-109,0000 total
    Exercise: $8.31Exp: 2010-01-01Common Stock, $0.01 par value (9,000 underlying)
  • Disposition from Tender

    Stock Option, Right to Buy

    2007-05-109,0000 total
    Exercise: $5.15Exp: 2012-02-07Common Stock, $0.01 par value (9,000 underlying)
Footnotes (3)
  • [F1]Disposed of in exchange for $3.46 per share in connection with the acquisition of the issuer by KEG Holdings, Inc.
  • [F2]In connection with the acquisition of the issuer by KEG Holdings, Inc., this option was canceled in exchange for a cash payment representing the difference between the exercise price of the option and $3.46.
  • [F3]This option was canceled in connection with the acquisition of the issuer by KEG Holdings, Inc.

Documents

1 file

Issuer

APPLIED INNOVATION INC

CIK 0000798399

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000798399

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 5:13 PM ET
Size
24.6 KB