APPLIED INNOVATION INC 4
4 · APPLIED INNOVATION INC · Filed May 10, 2007
Insider Transaction Report
Form 4
MOERSDORF GERARD B JR
Director10% Owner
Transactions
- Disposition from Tender
Stock Option (Right to Buy)
2007-05-10−5,000→ 0 totalExercise: $3.25Exp: 2015-12-30→ Common Stock, $0.01 par value (5,000 underlying) - Sale
Common Stock, $0.01 par value
2007-05-10$3.46/sh−578,035$2,000,001→ 2,732,153 total - Disposition from Tender
Common Stock, $0.01 par value
2007-05-10−1,062→ 0 total(indirect: By IRA) - Disposition from Tender
Stock Option, Right to Buy
2007-05-10−5,000→ 0 totalExercise: $3.42Exp: 2015-02-11→ Common Stock, $0.01 par value (5,000 underlying) - Disposition from Tender
Common Stock, $0.01 par value
2007-05-10−185,100→ 0 total(indirect: By Children) - Disposition from Tender
Common Stock, $0.01 par value
2007-05-10−2,732,153→ 0 total
Footnotes (2)
- [F1]Disposed of in exchange for $3.46 per share in connection with the acquisition of the issuer by KEG Holdings, Inc.
- [F2]In connection with the acquisition of the issuer by KEG Holdings, Inc., this option was canceled in exchange for a cash payment representing the difference between the exercise price of the option and $3.46.