APAC CUSTOMER SERVICES, INC 4
4 · APAC CUSTOMER SERVICES, INC · Filed Oct 18, 2011
Insider Transaction Report
Form 4
SCHWARTZ THEODORE G
Director10% Owner
Transactions
- Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−15,244$130,336→ 0 totalExercise: $3.71From: 2008-01-03Exp: 2017-01-02→ Common Stock (15,244 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−6,902$59,012→ 0 totalExercise: $2.62From: 2008-07-02Exp: 2017-07-02→ Common Stock (6,902 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$1.49/sh−12,431$18,522→ 0 totalExercise: $1.49From: 2009-07-01Exp: 2018-07-01→ Common Stock (12,431 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−12,431$106,285→ 0 totalExercise: $1.38From: 2010-01-02Exp: 2019-01-02→ Common Stock (12,431 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−29,528$252,464→ 0 totalExercise: $2.08From: 2007-04-03Exp: 2016-04-02→ Common Stock (29,528 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−6,902$59,012→ 0 totalExercise: $2.43From: 2008-10-01Exp: 2017-10-01→ Common Stock (6,902 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−12,431$106,285→ 0 totalExercise: $2.15From: 2009-10-01Exp: 2018-10-01→ Common Stock (12,431 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−12,431$106,285→ 0 totalExercise: $3.39From: 2010-04-01Exp: 2019-04-01→ Common Stock (12,431 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-07$8.55/sh−3,975$33,986→ 0 totalExercise: $5.69From: 2011-10-04Exp: 2020-10-04→ Common Stock (3,975 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−15,244$130,336→ 0 totalExercise: $1.91From: 2007-07-03Exp: 2016-07-02→ Common Stock (15,244 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−15,244$130,336→ 0 totalExercise: $4.72From: 2008-04-02Exp: 2017-04-02→ Common Stock (15,244 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−6,901$59,004→ 0 totalExercise: $0.87From: 2009-03-31Exp: 2018-03-31→ Common Stock (6,901 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−10,465$89,476→ 0 totalExercise: $4.89From: 2010-06-29Exp: 2019-06-29→ Common Stock (10,465 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−10,465$89,476→ 0 totalExercise: $6.05From: 2010-09-28Exp: 2019-09-28→ Common Stock (10,465 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−10,465$89,476→ 0 totalExercise: $5.96From: 2011-01-04Exp: 2030-01-04→ Common Stock (10,465 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−3,975$33,986→ 0 totalExercise: $5.49From: 2011-07-06Exp: 2020-07-06→ Common Stock (3,975 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−3,975$33,986→ 0 totalExercise: $6.12From: 2012-01-03Exp: 2021-01-03→ Common Stock (3,975 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−10,465$89,476→ 0 totalExercise: $5.75From: 2011-04-05Exp: 2020-04-05→ Common Stock (10,465 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−3,976$33,995→ 0 totalExercise: $5.95From: 2012-04-04Exp: 2021-04-04→ Common Stock (3,976 underlying) - Disposition to Issuer
Common Stock
2011-10-14$8.55/sh−14,869,218$127,131,814→ 0 total(indirect: See footnote) - Disposition to Issuer
Non-Qualfied Stock Option (right to buy)
2011-10-14$8.55/sh−15,244$130,336→ 0 totalExercise: $2.59From: 2007-10-02Exp: 2016-10-01→ Common Stock (15,244 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2011-10-14$8.55/sh−6,902$59,012→ 0 totalExercise: $1.14From: 2008-12-31Exp: 2017-12-31→ Common Stock (6,902 underlying)
Footnotes (2)
- [F1]The shares listed as beneficially owned by Mr. Schwartz include 5,011,218 held by a revocable trust which Mr. Schwartz controls (the TGS Trust") and 9,858,000 shares held by CAPA Partners, L.P. ("CAPA L.P."). Mr. Schwartz disclaims beneficial ownership of the shares held by CAPA L.P. except to the extent of his pecuniary interest therein.
- [F2]Per the Merger Agreement and Plan of Merger, at the effective time of the merger, each Director Option to purchase shares of common stock vested in full and entitled the holder to receive at closing an amount in cash equal to the product of the total number of shares of common stock subject to such option multiplied by the amount, if any, by which $8.55 exceeds the exercise price per share of such option, less any applicable withholding taxes.