UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

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SEC USE ONLY

~~SEC USE ONLY~~

DOCUMENT SEQUENCE NO.

~~DOCUMENT SEQUENCE NO.~~

CUSIP NUMBER

~~CUSIP NUMBER~~

ATTENTION:

Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

1 (a) NAME OF ISSUER (Please type or print)

(b) IRS IDENT. NO.

WORK LOCATION

Royce Micro-Cap Trust, Inc.

13-3739778

333-107924

1 (d)

ADDRESS OF ISSUER

STREET

CITY

STATE

ZIP CODE

(e) TELEPHONE NO.

1414 Avenue of the Americas

New York

10019

AREA CODE

NUMBER

800

221-4268

2 (a)

NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

(b)

IRS IDENT. NO.

(c)

RELATIONSHIP TO ISSUER

(d)

ADDRESS STREET

CITY

STATE

ZIP CODE

Charles M. Royce

N/A

Director and Officer

1414 Avenue of the Americas

New York

10019

1 (a) NAME OF ISSUER (Please type or print)

Royce Micro-Cap Trust, Inc.

(b) IRS IDENT. NO.

13-3739778

(c) S.E.C. FILE NO.

333-107924

ZIP CODE

WORK LOCATION

1 (d) ADDRESS OF ISSUER

STREET

745 Fifth Avenue

CITY

New York

STATE

10151

(e) TELEPHONE NO.

AREA CODE

NUMBER

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

Charles M. Royce*

RELATIONSHIP TO ISSUER

Portfolio Manager

(c) ADDRESS STREET

745 Fifth Avenue

CITY

New York

STATE

ZIP CODE

10151

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)

~~Title of the Class of Securities To Be Sold~~(b)

~~(b)~~SEC USE ONLY

~~Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities~~(c)

~~SEC USE ONLY~~(d)

(ce)

~~Number of Shares or Other Units To Be Sold~~ (~~See instr. 3(c~~f))

(dg)

~~Aggregate Market Value (See instr. 3(d))~~

~~(e)~~

~~Number of Shares or Other Units Outstanding (See instr. 3(e))~~

~~(f)~~

~~Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)~~

~~(g)~~

~~Name of Each Securities Exchange (See instr. 3(g))~~

Broker-Dealer File Number

Title of the Class of Securities To Be Sold

Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities

Broker-Dealer File Number

Number of Shares or Other Units To Be Sold (See instr. 3(c))

Aggregate Market Value (See instr. 3(d))

Number of Shares or Other Units Outstanding (See instr. 3(e))

Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)

Name of Each Securities Exchange (See instr. 3(g))

Common

Goldman Sachs & Co. One New York Plaza, 41st Floor New York, NY 10004

40,000

617,600 (based on 11/10/06 market close)

22,456,527 (as of 6/30/06 semi-annual report)

11/13/06

NYSE

Common Stock

Rockefeller Financial LLC 45 Rockefeller Plaza Floor 5 New York, NY 10111

378,000

2,929,500 (based on September 10, 2020 market close of $7.75 per share)

43,098,921 (as of June 30, 2020 semiannual report)

From date hereof through September 25, 2020

NYSE

INSTRUCTIONS:

1.	(a)	Name of issuer	3.	(a)	Title of the class of securities to be sold
	(b)	Issuer's I.R.S. Identification Number		(b)	Name and address of each broker through whom the securities are intended to be sold
	(c)	Issuer's S.E.C. file number, if any		(c)	Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
	(d)	Issuer's address, including zip code		(d)	Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
	(e)	Issuer's telephone number, including area code		(e)	Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
				(f)	Approximate date on which the securities are to be sold
2.	(a)	Name of person for whose account the securities are to be sold		(g)	Name of each securities exchange, if any, on which the securities are intended to be sold
	(b)	Such person's I.R.S. identification number, if such person is an entity
	(c)	Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
	(d)	Such person's address, including zip code

(a)

Name of issuer

(b)

Issuer’s I.R.S. Identification Number

(c)

Issuer’s S.E.C. file number, if any

(d)

Issuer’s address, including zip code

(e)

Issuer’s telephone number, including area code

2. .

(a)

Name of person for whose account the securities are to be sold

(b)

Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)

(c)

Such person’s address, including zip code

(a)

Title of the class of securities to be sold

(b)

Name and address of each broker through whom the securities are intended to be sold

(c)

Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

(d)

Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice

(e)

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

(f)

Approximate date on which the securities are to be sold

(g)

Name of each securities exchange, if any, on which the securities are intended to be sold

	Potential persons who are to respond to the collection of information contained in this form are not
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~~SEC~~TABLE I ~~1147~~–– ~~(01-04)~~SECURITIES TO BE SOLD

~~TABLE~~Furnish the Ifollowing -information ~~SECURITIES~~with TOrespect BEto ~~SOLD~~ the acquisition of the securities to be sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired (If gift, also give date donor acquired)	Amount of Securities Acquired	Date of Payment	Nature of Payment
Common	9/23/06 3/23/06 12/23/05	Dividend Reinvestment Dividend Reinvestment Dividend Reinvestment		9,474 11,891 18,635	9/23/06 3/23/06 12/23/05	Shares issued in reinvestment of dividends Shares issued in reinvestment of dividends Shares issued in reinvestment of dividends

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

INSTRUCTIONS: REMARKS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of Securities Acquired

Date of Payment

Nature of Payment

Common Stock

7/31/2002

4/1/2003

2002 to 2019

Share Purchase

Capital Contribution of Shares of RMT

Dividend Reinvestment

Charles M. Royce

1992 GST Trust

37,838

115,599

224,563

7/31/2002

2002 to 2019

Cash

Shares from

Dividend Reinvestment

~~TABLE~~INSTRUCTIONS: IIIf -the ~~SECURITIES~~securities ~~SOLD~~were ~~DURING~~purchased ~~THE~~and ~~PAST~~full 3payment ~~MONTHS~~therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold*	Gross Proceeds
Charles M. Royce 1414 Avenue of the Americas New York, NY 10019	Common	11/2/06 11/1/06 10/31/06 10/30/06 10/27/06 10/26/06 10/25/06	9,000 2,474 14,800 21,200 15,000 25,000 14,800	132,785 37,074 221,742 317,583 225,175 373,386 221,943

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds

Not applicable

Not

applicable

Not applicable

REMARKS: *~~Shares~~The ~~held~~shares byof acommon ~~charitable~~stock ~~foundation~~to ~~established~~be bysold ~~Mr.~~are ~~Royce~~held ~~and~~in ~~members~~a family investment entity of ~~his~~which the ~~family. Neither~~reporting ~~Mr.~~person ~~Royce~~is ~~nor~~the ~~any~~sole ~~family~~managing member and in which the reporting person has a substantial pecuniary interest in(which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares ~~held~~owned by the ~~charitable~~family investment ~~foundation~~entity in which he has no pecuniary interest.

INSTRUCTIONS:		ATTENTION:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.		The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.

INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.		ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

11/13/06		/s/ Charles M. Royce
DATE OF NOTICE		(SIGNATURE)

September 11, 2020

/s/ Charles M. Royce

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

DATE OF NOTICE		(SIGNATURE)

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1	The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (01-04)

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