INVESTORS FINANCIAL SERVICES CORP|4Nov 28, 9:25 AM ET

INVESTORS FINANCIAL SERVICES CORP 4

4 · INVESTORS FINANCIAL SERVICES CORP · Filed Nov 28, 2003

Insider Transaction Report

Form 4

Period: 2003-11-25

INVESTORS FINANCIAL SERVICES CORPIFIN

MCDERMOTT THOMAS P

Director

Transactions

Exercise/Conversion
Common Stock
2003-11-25$33.98/sh+112$3,806→ 8,911 total
Exercise/Conversion
Common Stock
2003-11-25$27.50/sh+142$3,905→ 9,053 total
Exercise/Conversion
Common Stock
2003-11-25$28.30/sh+2,604$73,693→ 11,657 total
Exercise/Conversion
Common Stock
2003-11-25$28.37/sh+559$15,859→ 14,992 total
Award
Common Stock (right to buy)
2003-11-25+105→ 24,092 total
Exercise: $36.08From: 2003-11-25Exp: 2011-07-02→ Common Stock (105 underlying)
Award
Common Stock (right to buy)
2003-11-25+158→ 23,482 total
Exercise: $36.08From: 2003-11-25Exp: 2012-01-02→ Common Stock (158 underlying)
Exercise/Conversion
Common Stock
2003-11-25$33.27/sh+172$5,722→ 11,829 total
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−268→ 24,302 total
Exercise: $15.33From: 2000-04-03Exp: 2010-04-03→ Common Stock (268 underlying)
Award
Common Stock (right to buy)
2003-11-25+112→ 24,325 total
Exercise: $36.08From: 2003-11-25Exp: 2010-07-03→ Common Stock (112 underlying)
Exercise/Conversion
Common Stock
2003-11-25$34.34/sh+3,854$132,362→ 8,663 total
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−202→ 24,213 total
Exercise: $20.09From: 2000-07-03Exp: 2010-07-03→ Common Stock (202 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−118→ 24,207 total
Exercise: $33.13From: 2000-10-02Exp: 2010-10-02→ Common Stock (118 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−136→ 23,993 total
Exercise: $28.34From: 2001-04-02Exp: 2011-04-02→ Common Stock (136 underlying)
Award
Common Stock (right to buy)
2003-11-25+127→ 23,469 total
Exercise: $36.08From: 2003-11-25Exp: 2012-07-01→ Common Stock (127 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−112→ 23,987 total
Exercise: $33.98From: 2001-07-02Exp: 2011-07-02→ Common Stock (112 underlying)
Exercise/Conversion
Common Stock
2003-11-25$9.63/sh+3,752$36,113→ 3,873 total
Exercise/Conversion
Common Stock
2003-11-25$24.20/sh+335$8,107→ 12,807 total
Exercise/Conversion
Common Stock
2003-11-25$32.74/sh+245$8,021→ 14,433 total
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−348→ 24,459 total
Exercise: $11.57From: 2000-01-03Exp: 2010-01-03→ Common Stock (348 underlying)
Exercise/Conversion
Common Stock
2003-11-25$33.13/sh+118$3,909→ 4,809 total
Exercise/Conversion
Common Stock
2003-11-25$28.25/sh+285$8,051→ 12,472 total
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−3,854→ 20,461 total
Exercise: $34.34From: 2000-11-08Exp: 2010-11-08→ Common Stock (3,854 underlying)
Award
Common Stock (right to buy)
2003-11-25+106→ 24,099 total
Exercise: $36.08From: 2003-11-25Exp: 2011-04-02→ Common Stock (106 underlying)
Exercise/Conversion
Common Stock
2003-11-25$28.34/sh+136$3,855→ 8,799 total
Award
Common Stock (right to buy)
2003-11-25+113→ 24,415 total
Exercise: $36.08From: 2003-11-25Exp: 2010-04-03→ Common Stock (113 underlying)
Exercise/Conversion
Common Stock
2003-11-25$21.98/sh+1,110$24,398→ 13,917 total
Exercise/Conversion
Common Stock
2003-11-25$29.98/sh+271$8,125→ 14,188 total
Award
Common Stock (right to buy)
2003-11-25+2,042→ 23,496 total
Exercise: $36.08From: 2003-11-25Exp: 2011-11-08→ Common Stock (2,042 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−172→ 23,324 total
Exercise: $33.27From: 2002-01-02Exp: 2012-01-02→ Common Stock (172 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−218→ 23,251 total
Exercise: $28.14From: 2002-10-01Exp: 2012-10-01→ Common Stock (218 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−3,752→ 23,807 total
Exercise: $9.63From: 1999-11-08Exp: 2009-11-08→ Common Stock (3,752 underlying)
Award
Common Stock (right to buy)
2003-11-25+111→ 24,570 total
Exercise: $36.08From: 2003-11-25Exp: 2010-01-03→ Common Stock (111 underlying)
Tax Payment
Common Stock
2003-11-25$36.08/sh−9,923$358,022→ 121 total
Exercise/Conversion
Common Stock
2003-11-25$11.57/sh+348$4,026→ 4,221 total
Exercise/Conversion
Common Stock
2003-11-25$15.33/sh+268$4,108→ 4,489 total
Exercise/Conversion
Common Stock
2003-11-25$20.09/sh+202$4,059→ 4,691 total
Award
Common Stock (right to buy)
2003-11-25+108→ 24,315 total
Exercise: $36.08From: 2003-11-25Exp: 2010-10-02→ Common Stock (108 underlying)
Award
Common Stock (right to buy)
2003-11-25+3,668→ 24,129 total
Exercise: $36.08From: 2003-11-25Exp: 2010-11-08→ Common Stock (3,668 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−2,604→ 21,454 total
Exercise: $28.30From: 2001-11-08Exp: 2011-11-08→ Common Stock (2,604 underlying)
Award
Common Stock (right to buy)
2003-11-25+170→ 23,421 total
Exercise: $36.08From: 2003-11-25Exp: 2012-10-01→ Common Stock (170 underlying)
Sale
Common Stock
2003-11-25$36.07/sh−8,511$307,021→ 10,044 total
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−142→ 23,950 total
Exercise: $27.50From: 2001-10-01Exp: 2011-10-02→ Common Stock (142 underlying)
Exercise/Conversion
Common Stock
2003-11-25$32.90/sh+140$4,606→ 11,969 total
Exercise/Conversion
Common Stock
2003-11-25$28.14/sh+218$6,134→ 12,187 total
Award
Common Stock (right to buy)
2003-11-25+1,000→ 24,807 total
Exercise: $36.08From: 2003-11-25Exp: 2009-11-08→ Common Stock (1,000 underlying)
Exercise/Conversion
Common Stock(right to buy)
2003-11-25−140→ 23,342 total
Exercise: $32.90From: 2002-07-01Exp: 2012-07-01→ Common Stock (140 underlying)
Exercise/Conversion
Common Stock (right to buy)
2003-11-25−285→ 23,136 total
Exercise: $28.25From: 2003-01-02Exp: 2013-01-02→ Common Stock (285 underlying)
Award
Common Stock (right to buy)
2003-11-25+223→ 23,359 total
Exercise: $36.08From: 2003-11-25Exp: 2013-01-02→ Common Stock (223 underlying)

Footnotes (2)

[F1]Options granted pursuant to the Company's 1995 Non-Employee Director Stock Option Plan and became exercisable on the date of the grant.
[F2]Options granted pursuant to the Company's 1995 Non-Employee Director Stock Option Plan and become exercisable in 48 equal installments beginning on the date of the grant.

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