Home/Filings/4/0000949589-03-000075
4//SEC Filing

INVESTORS FINANCIAL SERVICES CORP 4

Accession 0000949589-03-000075

CIK 0000949589operating

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 9:25 AM ET

Size

57.9 KB

Accession

0000949589-03-000075

Insider Transaction Report

Form 4
Period: 2003-11-25
Transactions
  • Exercise/Conversion

    Common Stock

    2003-11-25$33.98/sh+112$3,8068,911 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$27.50/sh+142$3,9059,053 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$28.30/sh+2,604$73,69311,657 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$28.37/sh+559$15,85914,992 total
  • Award

    Common Stock (right to buy)

    2003-11-25+10524,092 total
    Exercise: $36.08From: 2003-11-25Exp: 2011-07-02Common Stock (105 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+15823,482 total
    Exercise: $36.08From: 2003-11-25Exp: 2012-01-02Common Stock (158 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$33.27/sh+172$5,72211,829 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2526824,302 total
    Exercise: $15.33From: 2000-04-03Exp: 2010-04-03Common Stock (268 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+11224,325 total
    Exercise: $36.08From: 2003-11-25Exp: 2010-07-03Common Stock (112 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$34.34/sh+3,854$132,3628,663 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2520224,213 total
    Exercise: $20.09From: 2000-07-03Exp: 2010-07-03Common Stock (202 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2511824,207 total
    Exercise: $33.13From: 2000-10-02Exp: 2010-10-02Common Stock (118 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2513623,993 total
    Exercise: $28.34From: 2001-04-02Exp: 2011-04-02Common Stock (136 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+12723,469 total
    Exercise: $36.08From: 2003-11-25Exp: 2012-07-01Common Stock (127 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2511223,987 total
    Exercise: $33.98From: 2001-07-02Exp: 2011-07-02Common Stock (112 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$9.63/sh+3,752$36,1133,873 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$24.20/sh+335$8,10712,807 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$32.74/sh+245$8,02114,433 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2534824,459 total
    Exercise: $11.57From: 2000-01-03Exp: 2010-01-03Common Stock (348 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$33.13/sh+118$3,9094,809 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$28.25/sh+285$8,05112,472 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-253,85420,461 total
    Exercise: $34.34From: 2000-11-08Exp: 2010-11-08Common Stock (3,854 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+10624,099 total
    Exercise: $36.08From: 2003-11-25Exp: 2011-04-02Common Stock (106 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$28.34/sh+136$3,8558,799 total
  • Award

    Common Stock (right to buy)

    2003-11-25+11324,415 total
    Exercise: $36.08From: 2003-11-25Exp: 2010-04-03Common Stock (113 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$21.98/sh+1,110$24,39813,917 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$29.98/sh+271$8,12514,188 total
  • Award

    Common Stock (right to buy)

    2003-11-25+2,04223,496 total
    Exercise: $36.08From: 2003-11-25Exp: 2011-11-08Common Stock (2,042 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2517223,324 total
    Exercise: $33.27From: 2002-01-02Exp: 2012-01-02Common Stock (172 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2521823,251 total
    Exercise: $28.14From: 2002-10-01Exp: 2012-10-01Common Stock (218 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-253,75223,807 total
    Exercise: $9.63From: 1999-11-08Exp: 2009-11-08Common Stock (3,752 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+11124,570 total
    Exercise: $36.08From: 2003-11-25Exp: 2010-01-03Common Stock (111 underlying)
  • Tax Payment

    Common Stock

    2003-11-25$36.08/sh9,923$358,022121 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$11.57/sh+348$4,0264,221 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$15.33/sh+268$4,1084,489 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$20.09/sh+202$4,0594,691 total
  • Award

    Common Stock (right to buy)

    2003-11-25+10824,315 total
    Exercise: $36.08From: 2003-11-25Exp: 2010-10-02Common Stock (108 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+3,66824,129 total
    Exercise: $36.08From: 2003-11-25Exp: 2010-11-08Common Stock (3,668 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-252,60421,454 total
    Exercise: $28.30From: 2001-11-08Exp: 2011-11-08Common Stock (2,604 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+17023,421 total
    Exercise: $36.08From: 2003-11-25Exp: 2012-10-01Common Stock (170 underlying)
  • Sale

    Common Stock

    2003-11-25$36.07/sh8,511$307,02110,044 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2514223,950 total
    Exercise: $27.50From: 2001-10-01Exp: 2011-10-02Common Stock (142 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-25$32.90/sh+140$4,60611,969 total
  • Exercise/Conversion

    Common Stock

    2003-11-25$28.14/sh+218$6,13412,187 total
  • Award

    Common Stock (right to buy)

    2003-11-25+1,00024,807 total
    Exercise: $36.08From: 2003-11-25Exp: 2009-11-08Common Stock (1,000 underlying)
  • Exercise/Conversion

    Common Stock(right to buy)

    2003-11-2514023,342 total
    Exercise: $32.90From: 2002-07-01Exp: 2012-07-01Common Stock (140 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2003-11-2528523,136 total
    Exercise: $28.25From: 2003-01-02Exp: 2013-01-02Common Stock (285 underlying)
  • Award

    Common Stock (right to buy)

    2003-11-25+22323,359 total
    Exercise: $36.08From: 2003-11-25Exp: 2013-01-02Common Stock (223 underlying)
Footnotes (2)
  • [F1]Options granted pursuant to the Company's 1995 Non-Employee Director Stock Option Plan and became exercisable on the date of the grant.
  • [F2]Options granted pursuant to the Company's 1995 Non-Employee Director Stock Option Plan and become exercisable in 48 equal installments beginning on the date of the grant.

Issuer

INVESTORS FINANCIAL SERVICES CORP

CIK 0000949589

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949589

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 9:25 AM ET
Size
57.9 KB