FAO INC 4
4 · FAO INC · Filed Jan 16, 2004
Insider Transaction Report
Form 4
FAO INCFAOO
KAYNE ANDERSON CAPITAL ADVISORS LP
10% Owner
Transactions
- Sale
Class I Convertible Preferred Stock
2004-01-14$1000.00/sh−123$123,000→ 0 total(indirect: Various)Exercise: $1.50From: 2003-04-23→ Common Stock (82,250 underlying)
Footnotes (3)
- [F1]Sold in a private transaction.
- [F2]No expiration date applies.
- [F3]Includes shares in which Kayne Anderson Capital Advisors, L.P. (KACALP) has an indirect pecuniary interest through interest in investment limited partnerships. KACALP is the general partner of the limited partnerships. KACALP has indirect control of additional shares held by the investment partnerships and other managed investment accounts, but it does not have any pecuniary interest, direct or indirect, in such shares and accordingly they are not reported here.