4//SEC Filing
FAO INC 4
Accession 0000949615-04-000003
CIK 0000878720operating
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 8:27 PM ET
Size
6.8 KB
Accession
0000949615-04-000003
Insider Transaction Report
Form 4
FAO INCFAOO
KAYNE ANDERSON CAPITAL ADVISORS LP
10% Owner
Transactions
- Sale
Class I Convertible Preferred Stock
2004-01-14$1000.00/sh−123$123,000→ 0 total(indirect: Various)Exercise: $1.50From: 2003-04-23→ Common Stock (82,250 underlying)
Footnotes (3)
- [F1]Sold in a private transaction.
- [F2]No expiration date applies.
- [F3]Includes shares in which Kayne Anderson Capital Advisors, L.P. (KACALP) has an indirect pecuniary interest through interest in investment limited partnerships. KACALP is the general partner of the limited partnerships. KACALP has indirect control of additional shares held by the investment partnerships and other managed investment accounts, but it does not have any pecuniary interest, direct or indirect, in such shares and accordingly they are not reported here.
Documents
Issuer
FAO INC
CIK 0000878720
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878720
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 8:27 PM ET
- Size
- 6.8 KB