13F-HR 1 lc13f302.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lighthouse Capital Management, Inc. Address: 10000 Memorial Drive Suite 660 Houston, TX 77024 13F File Number: 28-5076 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on the behalf of Reporting Manager: Name: Christine Cobb Title: Chief Financial Officer Phone: 713-688-6881 Signature, Place, and Date of Signing: /s/ Christine Cobb Houston, Texas November 1, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of other managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: 103,369 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Actel Corp Common Stocks 004934105 ~~1823~~1053 ~~86735~~101210 SH SOLE ~~86735~~101210 Altera Common Stocks 021441100 ~~860~~458 ~~63223~~52876 SH SOLE ~~63223~~52876 ~~American Superconductor Common Stocks 030111108 372 68175 SH SOLE 68175~~ Analog Devices Common Stocks 032654105 ~~988~~578 ~~33264~~29347 SH SOLE ~~33264~~29347 Applied Films Common Stocks 038197109 ~~1428~~1939 ~~127925~~177200 SH SOLE ~~127925~~177200 Arkansas Best Common Stocks 040790107 ~~1710~~1919 ~~67105~~66880 SH SOLE ~~67105~~66880 Bear Stearns Companies Common Stocks 073902108 ~~3053~~2829 ~~49885~~50160 SH SOLE ~~49885~~50160 Boston Properties Common Stocks 101121101 ~~1064~~1029 ~~26625~~27650 SH SOLE ~~26625~~27650 Boyd Gaming Corp Common Stocks 103304101 ~~2343~~2826 ~~162700~~151375 SH SOLE ~~162700~~151375 Brooks-PRI Automation Common Stocks 11442E102 ~~1615~~917 ~~63200~~80325 SH SOLE ~~63200~~80325 Caremark RX Inc Common Stocks 141705103 ~~1696~~1962 ~~102800~~115400 SH SOLE ~~102800~~115400 CEC Entertainment Common Stocks 125137109 ~~1206~~1222 ~~29208~~35833 SH SOLE ~~29208~~35833 Celgene Common Stocks 151020104 ~~1051~~1201 ~~68675~~71325 SH SOLE ~~68675~~71325 Cendant Common Stocks 151313103 ~~2436~~1707 ~~153410~~158635 SH SOLE ~~153410~~158635 Cendant Cv Pf 7.75% '04 Conv Preferred 151313889 ~~1184~~995 ~~27100~~29450 SH SOLE ~~27100~~29450 Chicago Pizza & Brewery Common Stocks 167889104 ~~2344~~1648 ~~234900~~239150 SH SOLE ~~234900~~239150 Christopher & Banks Common Stocks 171046105 ~~1638~~1419 ~~38734~~56484 SH SOLE ~~38734~~56484 CMS Energy Common Stocks 125896100 ~~1391~~1084 ~~126711~~134516 SH SOLE ~~126711~~134516 Coastal Banc Conv Pfd Conv Preferred 190428201 ~~900~~987 ~~36000~~38800 SH SOLE ~~36000~~38800 Coherent Common Stocks 192479103 ~~2248~~1448 ~~76105~~79355 SH SOLE ~~76105~~79355 ~~Cryolife Common Stocks 228903100 1421 88490 SH SOLE 88490~~ CSX Corp. Common Stocks 126408103 ~~1803~~1398 ~~51451~~52976 SH SOLE ~~51451~~52976 DHB Industries Common Stocks 23321E103 ~~908~~507 ~~224275~~239275 SH SOLE ~~224275~~239275 DNP Select Income Fund Inc Common Stocks 264324104 ~~498~~655 ~~48895~~65745 SH SOLE ~~48895~~65745 Duke Energy 8.25% Common Stocks 264399585 ~~290~~288 ~~12880~~17630 SH SOLE ~~12880~~17630 Equity Residential Common Stocks 29476L107 ~~1036~~836 ~~36030~~34905 SH SOLE ~~36030~~34905 First Industrial Realty Trust Common Stocks 32054K103 ~~1070~~1013 ~~32560~~32685 SH SOLE ~~32560~~32685 Fossil Common Stocks 349882100 ~~2218~~2180 ~~107891~~108729 SH SOLE ~~107891~~108729 Foundry Networks Common Stocks 35063R100 ~~1519~~887 ~~216145~~161925 SH SOLE ~~216145~~161925 Gabelli Eq Trust 7.25% Pref Preferred Stocks 362397309 ~~343~~372 ~~13310~~14435 SH SOLE ~~13310~~14435 ~~Gabelli~~Gadzooks ~~Westwood~~Common ~~Mutual~~Stocks ~~Funds~~362553109 ~~361979077~~716 ~~205~~126725 ~~23840~~ SH SOLE ~~23840~~126725 Globespan Virata Common Stocks 37957V106 ~~1212~~760 ~~313200~~322000 SH SOLE ~~313200~~322000 Guess Inc Common Stocks 401617105 ~~1375~~799 ~~190941~~186141 SH SOLE ~~190941~~186141 Humana Common Stocks 444859102 ~~2372~~1966 ~~151745~~158520 SH SOLE ~~151745~~158520 Int'l Rectifier 4.25% 7-13-07 Conv Bonds 460254AE5 ~~1155~~1087 1389000 SH SOLE 1389000 International Rectifier Common Stocks 460254105 ~~2947~~2106 ~~101095~~134820 SH SOLE ~~101095~~134820 ISIS Pharmaceuticals Common Stocks 464330109 ~~1543~~1621 ~~162260~~164385 SH SOLE ~~162260~~164385 Jack in the Box Common Stocks 466367109 ~~335~~240 10530 SH SOLE 10530 JNI Corp Common Stocks 46622G105 ~~880~~600 ~~251525~~256425 SH SOLE ~~251525~~256425 Jones Apparel Common Stocks 480074103 ~~1415~~1288 ~~37745~~41970 SH SOLE ~~37745~~41970 Keithley Instruments Common Stocks 487584104 ~~1450~~1262 ~~100432~~103907 SH SOLE ~~100432~~103907 Kemet Corp Common Stocks 488360108 ~~1643~~847 ~~91993~~99043 SH SOLE ~~91993~~99043 Lehman Brothers Holdings Common Stocks 524908100 ~~2852~~2277 ~~45625~~46426 SH SOLE ~~45625~~46426 Ligand Pharmaceuticals Common Stocks 53220K207 ~~1857~~1955 ~~128080~~287480 SH SOLE ~~128080~~287480 Lighthouse Opportunity Fund Mutual Funds 742935794 ~~341~~275 ~~26817~~27344 SH SOLE ~~26817~~27344 Lincare Holdings Common Stocks 532791100 ~~2287~~2139 ~~70805~~68905 SH SOLE ~~70805~~68905 ~~Mercury Computer Systems Common Stocks 589378108 1005 48570 SH SOLE 48570~~ Merix Corp Common Stocks 590049102 ~~761~~774 ~~88700~~95000 SH SOLE ~~88700~~95000 MIM Corporation Common Stocks 553044108 ~~1935~~1617 ~~160015~~171065 SH SOLE ~~160015~~171065 Mitcham Industries Common Stocks 606501104 ~~1023~~412 284275 SH SOLE 284275 Multimedia Games Common Stocks 625453105 ~~1894~~1809 ~~86825~~91875 SH SOLE ~~86825~~91875 National Oilwell Common Stocks 637071101 ~~1181~~1087 56100 SH SOLE 56100 Nautilus Group Common Stocks 63910B102 513 26300 SH SOLE 26300 Navigant International Common Stocks 63935R108 ~~1907~~1592 ~~123275~~151600 SH SOLE ~~123275~~151600 Net IQ Common Stocks 64115P102 ~~1246~~843 ~~55050~~58125 SH SOLE ~~55050~~58125 Pacific Sunwear Common Stocks 694873100 ~~1980~~1876 ~~89300~~92150 SH SOLE ~~89300~~92150 Plains All Amern Pipeline LP Common Stocks 726503105 ~~5172~~4623 ~~200549~~190236 SH SOLE ~~200549~~190236 Pogo Producing Common Stocks 730448107 ~~1638~~1691 ~~50212~~49637 SH SOLE ~~50212~~49637 PracticeWorks Common Stocks 739419109 ~~1848~~1724 ~~100150~~99650 SH SOLE ~~100150~~99650 ~~PURE~~Public ~~Resources~~Storage ~~Common~~pfd Q Preferred Stocks ~~74622E102~~74460D711 ~~1381~~332 ~~66408~~12630 SH SOLE ~~66408~~12630 Quiksilver Common Stocks 74838C106 ~~2308~~2180 ~~93050~~96525 SH SOLE ~~93050~~96525 Reliant Energy Pfd A Preferred Stocks 404202202 ~~239~~298 ~~11425~~15075 SH SOLE ~~11425~~15075 ~~Ribozyme Common Stocks 762567105 290 210225 SH SOLE 210225~~ Shaw Group Common Stocks 820280105 ~~3270~~1754 ~~106515~~123540 SH SOLE ~~106515~~123540 Shuffle Master Common Stocks 825549108 ~~2092~~2025 ~~113855~~108805 SH SOLE ~~113855~~108805 Southwest Airlines Common Stocks 844741108 ~~1358~~1276 ~~84039~~97675 SH SOLE ~~84039~~97675 St. Mary Land & Exploration Co Common Stocks 792228108 ~~670~~664 ~~27990~~27790 SH SOLE ~~27990~~27790 Stelmar Shipping Common Stocks V8726M103 ~~630~~616 42425 SH SOLE 42425 SWS Group Common Stocks 78503N107 ~~2477~~1493 ~~126264~~121842 SH SOLE ~~126264~~121842 Sycamore Networks Common Stocks 871206108 ~~1265~~773 ~~327725~~328825 SH SOLE ~~327725~~328825 Synopsys Common Stocks 871607107 ~~2281~~1616 ~~41610~~42360 SH SOLE ~~41610~~42360 Sypris Solutions Common Stocks 871655106 1143 105350 SH SOLE 105350 Tenet Healthcare Corporation Common Stocks 88033G100 ~~2177~~2335 ~~45630~~47163 SH SOLE ~~45630~~47163 Trikon Technologies Common Stocks 896187101 ~~2464~~1944 ~~274117~~342167 SH SOLE ~~274117~~342167 Ultra Petroleum Common Stocks 903914109 ~~1869~~2045 ~~246300~~244900 SH SOLE ~~246300~~244900 Universal Display Common Stocks 91347P105 ~~920~~772 ~~110875~~128425 SH SOLE ~~110875~~128425 Univision Communications Common Stocks 914906102 1468 64400 SH SOLE 64400 UNUM Provident Common Stocks 91529Y106 ~~1815.273~~1536 ~~71327~~75479 SH SOLE ~~71327~~75479 Utilities HOLDRs Trust Common Stocks 918019100 ~~1512~~1215.83321 ~~18700~~19300 SH SOLE ~~18700~~19300 Valero 7.75% '03 PEPS Conv Preferred 91821D107 ~~1575~~1262.738 ~~52500~~55750 SH SOLE ~~52500~~55750 Vornado Realty Pfd C Preferred Stocks 929042406 ~~608~~687.~~5898~~2814 ~~23885~~26910 SH SOLE ~~23885~~26910 Westport Res Conv Pfd Conv Preferred 961418209 ~~2003.738~~2078 ~~98950~~103900 SH SOLE ~~98950~~103900

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