4//SEC Filing
REGAN LYNDA L 4
Accession 0000950005-05-000014
CIK 0000870069other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:28 PM ET
Size
17.1 KB
Accession
0000950005-05-000014
Insider Transaction Report
Form 4
REGAN LYNDA L
DirectorChairman, Chief Executive Offi10% Owner
Transactions
- Gift
Series A Common Stock
2004-12-31−5,555→ 11,313,567 total - Exercise/Conversion
Series A Common Stock
2004-12-31$1.68/sh+86,300$144,984→ 11,394,312 total - Tax Payment
Series A Common Stock
2004-12-31$1.98/sh−73,224$144,984→ 11,321,088 total - Exercise/Conversion
Stock Options
2004-12-31−86,300→ 0 totalExercise: $1.68From: 2001-01-01Exp: 2005-01-01→ Series A Common Stock (86,300 underlying)
Holdings
- 796,652(indirect: By Spouse)
Series A Common Stock
- 49,539(indirect: By Stepson)
Series A Common Stock
Footnotes (6)
- [F1]These shares were transferred as a gift to one of Ms. Regan's daughters. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]These shares were transferred as a gift to one of Ms. Regan's daughters. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]These shares are owned by Ms. Regan's husband, R. Preston Pitts. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by Mr. Pitts, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
- [F4]These shares are owned by Ms. Regan's stepson. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her stepson, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]N/A
- [F6]None
Documents
Issuer
REGAN HOLDING CORP
CIK 0000870069
Entity typeother
Related Parties
1- filerCIK 0001253632
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 5:28 PM ET
- Size
- 17.1 KB