REGAN HOLDING CORP·4

Jan 14, 5:28 PM ET

REGAN LYNDA L 4

4 · REGAN HOLDING CORP · Filed Jan 14, 2005

Insider Transaction Report

Form 4
Period: 2004-12-31
REGAN LYNDA L
DirectorChairman, Chief Executive Offi10% Owner
Transactions
  • Gift

    Series A Common Stock

    2004-12-315,55511,313,567 total
  • Exercise/Conversion

    Series A Common Stock

    2004-12-31$1.68/sh+86,300$144,98411,394,312 total
  • Tax Payment

    Series A Common Stock

    2004-12-31$1.98/sh73,224$144,98411,321,088 total
  • Exercise/Conversion

    Stock Options

    2004-12-3186,3000 total
    Exercise: $1.68From: 2001-01-01Exp: 2005-01-01Series A Common Stock (86,300 underlying)
Holdings
  • Series A Common Stock

    (indirect: By Spouse)
    796,652
  • Series A Common Stock

    (indirect: By Stepson)
    49,539
Footnotes (6)
  • [F1]These shares were transferred as a gift to one of Ms. Regan's daughters. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]These shares were transferred as a gift to one of Ms. Regan's daughters. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F3]These shares are owned by Ms. Regan's husband, R. Preston Pitts. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by Mr. Pitts, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
  • [F4]These shares are owned by Ms. Regan's stepson. These shares may be deemed indirectly owned by Ms. Regan. Ms. Regan disclaims beneficial ownership of all securities held by her stepson, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]N/A
  • [F6]None

Documents

1 file
  • 4
    p19071_ex.xmlPrimary