PITTS R PRESTON 4

4 · REGAN HOLDING CORP · Filed Jan 14, 2005

Form 4

Period: 2004-12-31

DirectorPresident

Transactions

Exercise/Conversion
Series A Common Stock
2004-12-31$0.73/sh+60,000$43,800→ 818,773 total
Exercise/Conversion
Stock Options
2004-12-31−60,000→ 110,000 total
Exercise: $0.73From: 2001-01-01Exp: 2008-01-01→ Series A Common Stock (60,000 underlying)
Tax Payment
Series A Common Stock
2004-12-31$1.98/sh−22,121$43,800→ 796,652 total

Holdings

Footnotes (4)

[F1]These shares are owned by Mr. Pitts' wife, Lynda L. Regan. These shares may be deemed indirectly owned by Mr. Pitts'. Mr. Pitts disclaims beneficial ownership of all securities held by Ms. Regan, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
[F2]These shares are owned by Mr. Pitts' son. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]These shares are owned by one of Mr. Pitts' step daughters. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his step daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F4]These shares are owned by one of Mr. Pitts' step daughters. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his step daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Documents

1 file