4//SEC Filing
PITTS R PRESTON 4
Accession 0000950005-05-000016
CIK 0000870069other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:57 PM ET
Size
12.6 KB
Accession
0000950005-05-000016
Insider Transaction Report
Form 4
PITTS R PRESTON
DirectorPresident
Transactions
- Exercise/Conversion
Series A Common Stock
2004-12-31$0.73/sh+60,000$43,800→ 818,773 total - Exercise/Conversion
Stock Options
2004-12-31−60,000→ 110,000 totalExercise: $0.73From: 2001-01-01Exp: 2008-01-01→ Series A Common Stock (60,000 underlying) - Tax Payment
Series A Common Stock
2004-12-31$1.98/sh−22,121$43,800→ 796,652 total
Holdings
- 65,869(indirect: By Step Daughter)
Series A Common Stock
- 49,539(indirect: By Son)
Series A Common Stock
- 59,574(indirect: By Step Daughter)
Series A Common Stock
- 11,321,088(indirect: By Spouse)
Series A Common Stock
Footnotes (4)
- [F1]These shares are owned by Mr. Pitts' wife, Lynda L. Regan. These shares may be deemed indirectly owned by Mr. Pitts'. Mr. Pitts disclaims beneficial ownership of all securities held by Ms. Regan, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
- [F2]These shares are owned by Mr. Pitts' son. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]These shares are owned by one of Mr. Pitts' step daughters. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his step daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]These shares are owned by one of Mr. Pitts' step daughters. These shares may be deemed indirectly owned by Mr. Pitts. Mr. Pitts disclaims beneficial ownership of all securities held by his step daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
REGAN HOLDING CORP
CIK 0000870069
Entity typeother
Related Parties
1- filerCIK 0001253634
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 5:57 PM ET
- Size
- 12.6 KB