Home/Filings/4/0000950005-10-000163

4//SEC Filing

SHEN NEIL NANPENG 4

Accession 0000950005-10-000163

CIK 0000789868other

View on SEC.gov Company Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 7:45 PM ET

Size

36.8 KB

Accession

0000950005-10-000163

Insider Transaction Report

Form 4

Period: 2010-03-29

AMERICAN DAIRY INCADY

SEQUOIA CAPITAL CHINA MANAGEMENT I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA GROWTH PARTNERS FUND I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)

SC CHINA HOLDING Ltd

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)

SHEN NEIL NANPENG

Director

Transactions

Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)

Sequoia Capital China Growth Fund I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA PARTNERS FUND I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA PRINCIPALS FUND I L P

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA GF PRINCIPALS FUND I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)

SEQUOIA CAPITAL CHINA GROWTH FUND MANAGEMENT I LP

Director10% Owner

Transactions

Other
Common Stock
2010-03-29+19,690→ 98,450 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+2,262→ 11,312 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+3,048→ 15,238 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+290,733→ 1,533,647 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+6,933→ 36,574 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+35,667→ 188,145 total(indirect: See Footnote)
Other
Common Stock
2010-03-29+166,667→ 833,334 total(indirect: See Footnote)

Footnotes (7)

[F1]The reported securities are owned directly by Sequoia Capital China I, L.P. ("SCC I") and indirectly by Sequoia Capital China Management I,L.P. ("SCC MGMT I"), as general partner of SCC I, and SC China Holding Limited ("SCC HOLD"), as general partner of SCC MGMT I. Pursuant to Rule 16a-1, SCC MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F2]The reported securities are owned directly by Sequoia Capital China Partners Fund I, L.P. ("SCC PTRS I") and indirectly by SCC MGMT I, as general partner of SCC PTRS I, and SCC HOLD, as general partner of SCC MGMT I. Pursuant to Rule 16a-1, SCC MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F3]The reported securities are owned directly by Sequoia Capital China Principals Fund I, L.P. ("SCC PRIN I") and indirectly by SCC MGMT I, as general partner of SCC PRIN I, and SCC HOLD, as general partner of SCC MGMT I. Pursuant to Rule 16a-1, SCC MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F4]The reported securities are owned directly by Sequoia Capital China Growth Fund I, L.P. ("SCCGF I") and indirectly by Sequoia Capital China Growth Fund Management I, L.P. ("SCCGF MGMT I"), as general partner of SCCGF I, and SCC HOLD, as general partner of SCCGF MGMT I. Pursuant to Rule 16a-1, SCCGF MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F5]The reported securities are owned directly by Sequoia Capital China Growth Partners Fund I, L.P. ("SCCGF PTRS I") and indirectly by SCCGF MGMT I, as general partner of SCCGF PTRS I, and SCC HOLD, as general partner of SCCGF MGMT I. Pursuant to Rule 16a-1, SCCGF MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F6]The reported securities are owned directly by Sequoia Capital China GF Principals Fund I, L.P. ("SCCGF PRIN I") and indirectly by SCCGF MGMT I, as general partner of SCCGF PRIN I, and SCC HOLD, as general partner of SCCGF MGMT I. Pursuant to Rule 16a-1, SCCGF MGMT I and SCC HOLD disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Neil Nanpeng Shen and Kui Zhou are Managing Directors of SCC HOLD. Neil Nanpeng Shen and Kui Zhou disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.
[F7]The reported securities are owned directly by Sequoia Capital U.S. Growth Fund IV, L.P. ("SCGF IV") and indirectly by SCGF IV Management, L.P ("SCGF MGMT IV"), as general partner of SCGF IV, and SCGF GenPar, Ltd ("SCGF GP"), as general partner of SCGF MGMT IV. Pursuant to Rule 16a-1, SCGF MGMT IV and SCGF GP disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Michael Moritz, Douglas Leone, Roelof Botha, Scott Carter, James Goetz and Michael Goguen are Managing Directors of SCGF GP. Michael Moritz, Douglas Leone, Roelof Botha, Scott Carter, James Goetz and Michael Goguen disclaim beneficial ownerships of the reported securities except to the extent of their individual pecuniary interest therein.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

AMERICAN DAIRY INC

CIK 0000789868

→

Entity typeother

Related Parties

filerCIK 0001279329

Filing Metadata

Form type: 4
Filed: Mar 30, 8:00 PM ET
Accepted: Mar 31, 7:45 PM ET
Size: 36.8 KB

View on SEC.gov