LOARIE ROBERT J 4
4 · EVOLVING SYSTEMS INC · Filed Aug 8, 2003
Insider Transaction Report
Form 4
LOARIE ROBERT J
Director
Transactions
- Other
Common Stock
2003-08-07+12,176→ 12,176 total
Holdings
- 420,501(indirect: By Partnership)
Common Stock
- 60,000(indirect: By Partnership)
Option (right to buy)
Exercise: $0.39Exp: 2011-12-19→ Common Stock (60,000 underlying) - 51,677(indirect: By Partnership)
Option (right to buy)
Exercise: $0.39Exp: 2012-10-29→ Common Stock (51,677 underlying)
Footnotes (5)
- [F1]The Reporting Person received the reported securities in a distribution-in-kind from Morgan Stanley Venture Partners II, L.P., the general partner ("General Partner") of Morgan Stanley Venture Capital Fund II, C.V., Morgan Stanley Venture Capital Fund II, L.P. and Morgan Stanley Venture Investors, L.P. (collectively, the "Funds"). The General Partner had received the shares of Common Stock in distribution-in-kind from the Funds.
- [F2]The reported securities are owned directly by the Funds. The Reporting Person is a managing member of the General Partner. The Reporting Person disclaims any beneficial ownership of any of the securities owned by the Funds except to the extent of his proportionate pecuniary interest in the General Partner.
- [F3]The Option vests in 31 equal monthly installments from the date of grant.
- [F4]The Option vests in 36 equal monthly installments beginning on December 20, 2001.
- [F5]The Option is owned directly by the General Partner. The Reporting Person disclaims any beneficial ownership of any of the securities owned by the General Partner except to the extent of his proportionate pecuniary interest in the General Partner.