EVOLVING SYSTEMS INC·4

Aug 21, 4:30 PM ET

LOARIE ROBERT J 4

4 · EVOLVING SYSTEMS INC · Filed Aug 21, 2003

Insider Transaction Report

Form 4
Period: 2003-08-20
Transactions
  • Other

    Common Stock

    2003-08-20+12,17624,352 total
Holdings
  • Option (right to buy)

    (indirect: By Partnership)
    Exercise: $0.75Exp: 2011-12-19Common Stock (60,000 underlying)
    60,000
  • Option (right to buy)

    (indirect: By Partnership)
    Exercise: $0.39Exp: 2012-12-29Common Stock (51,677 underlying)
    51,677
Footnotes (4)
  • [F1]The Reporting Person received the reported securities in a distribution-in-kind from Morgan Stanley Venture Partners II, L.P., the general partner ("General Partner") of Morgan Stanley Venture Capital Fund II, C.V., Morgan Stanley Venture Capital Fund II, L.P. and Morgan Stanley Venture Investors, L.P. (collectively, the "Funds"). The General Partner had received the shares of Common Stock in distributions-in-kind from the Funds.
  • [F2]The Option vests in 31 equal monthly installments from the date of grant.
  • [F3]The Option vests in 36 equal monthly installments beginning on December 20, 2001.
  • [F4]The Option is owned directly by the General Partner. The Reporting Person disclaims any beneficial ownership of any of the securities owned by the General Partner except to the extent of his proportionate pecuniary interest in the General Partner.

Documents

1 file
  • 4
    aug2103_form4-loarieex.xmlPrimary