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Forest Holdings LLC 4

Accession 0000950103-09-001429

CIK 0001371446other
View on SEC.govCompany Profile

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 10:16 AM ET

Size

61.7 KB

Accession

0000950103-09-001429

Insider Transaction Report

Form 4
Period: 2009-06-16
FBR CAPITAL MARKETS CORPFBCM
CRESTVIEW PARTNERS, L.P.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
Forest Holdings (ERISA) LLC
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
Crestview Partners GP, L.P.
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
CRESTVIEW PARTNERS (ERISA), L.P.
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
CRESTVIEW HOLDINGS (TE), L.P.
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
Forest Holdings LLC
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
CRESTVIEW PARTNERS (PF), L.P.
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P.
Other
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    2009-06-16$4.65/sh+1,000,000$4,650,000→ 6,616,734 total(indirect: By Partnership)
Holdings

  • Option (Right to Buy) ("Option")

    (indirect: By Partnership)
    Exercise: $17.14From: 2006-07-20Exp: 2012-07-20→ Option (2,600,000 underlying)
    2,600,000
Footnotes (3)
  • [F1]This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (Cayman), L.P., Crestview Offshore Holdings (Cayman), L.P. (the "Cayman Fund"), Crestview Partners (PF), L.P., Crestview Partners (TE), L.P., Crestview Holdings (TE), L.P. (the "TE Fund") and Crestview Partners (ERISA), L.P. Crestview Partners (TE), L.P. is a limited partner of the TE Fund. Crestview Partners GP, L.P. is the sole member of Crestview Partners (Cayman), Ltd., which is the administrative general partner of the Cayman Fund and Crestview Partners (Cayman), L.P., which is a limited partner of the Cayman Fund.
  • [F2]Crestview Partners, L.P., the Cayman Fund, Crestview Partners (PF), L.P. and the TE Fund are 67.4, 16.2, 11.7 and 4.7% members, respectively, in Forest Holdings LLC, which is the record owner of 6,274,881 shares of Common Stock and 2,465,671 Options. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which is the record owner of 341,853 shares of Common Stock and 134,329 Options. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein.
  • [F3]Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, acquired on September 19, 2008 502,268 options to buy common shares of the issuer at a exercise price of $5.30 per share. The reporting persons disclaim beneficial ownership of such securities.

Documents

2 files

Issuer

FBR CAPITAL MARKETS CORP

CIK 0001371446

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001402597

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 10:16 AM ET
Size
61.7 KB
View on SEC.gov