4//SEC Filing
Pell Richard 4
Accession 0000950103-10-001819
CIK 0001419178other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:19 PM ET
Size
6.2 KB
Accession
0000950103-10-001819
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Disposition to Issuer
Class A common stock
2010-06-17$16.46/sh−219,233$3,609,342→ 1,975,658 total
Holdings
- 3,119,994(indirect: By Trust)
Class A common stock
Footnotes (2)
- [F1]Represents a disposition of Class A common stock by Mr. Richard Pell to the Issuer in connection with the partial exercise by the underwriters of the over-allotment option on June 17, 2010, with respect to the Issuer's public offering of shares of Class A common stock that closed on June 9, 2010.
- [F2]Held by the Pell Family Trust, a grantor retained annuity trust for which Mr. Pell serves as settlor and trustee.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001472149
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:19 PM ET
- Size
- 6.2 KB