Home/Filings/4/0000950103-11-000495
4//SEC Filing

Williams Anthony G 4

Accession 0000950103-11-000495

CIK 0001419178other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:05 PM ET

Size

7.5 KB

Accession

0000950103-11-000495

Insider Transaction Report

Form 4
Period: 2011-02-04
Williams Anthony G
Chief Operating Officer
Transactions
  • Award

    Class A common stock

    2011-02-04+72,670343,434 total
  • Award

    Class A common stock

    2011-02-04+41,627270,764 total
Footnotes (3)
  • [F1]Represents restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to 1/3rd of the total award on each of the first three anniversaries of the date of grant, provided that Mr. Williams continues to be employed by the Issuer through each lapse date.
  • [F2]Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. These restrictions will lapse on the third anniversary of the date of grant to the extent that specified performance goals are achieved, and provided Mr. Williams continues to be employed by the Issuer through such lapse date.
  • [F3]Represents 294,607 unvested RSUs as of the date of this filing.

Issuer

Artio Global Investors Inc.

CIK 0001419178

Entity typeother

Related Parties

1
  • filerCIK 0001472151

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:05 PM ET
Size
7.5 KB