4//SEC Filing
Spilka Adam 4
Accession 0000950103-11-000497
CIK 0001419178other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:12 PM ET
Size
7.5 KB
Accession
0000950103-11-000497
Insider Transaction Report
Form 4
Spilka Adam
General Counsel & Corp. Sec.
Transactions
- Award
Class A common stock
2011-02-04+17,335→ 44,038 total - Award
Class A common stock
2011-02-04+41,966→ 86,004 total
Footnotes (3)
- [F1]Represents restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to 1/3rd of the total award on each of the first three anniversaries of the date of grant, provided that Mr. Spilka continues to be employed by the Issuer through each lapse date.
- [F2]Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. These restrictions will lapse on the third anniversary of the date of grant to the extent that specified performance goals are achieved, and provided Mr. Spilka continues to be employed by the Issuer through such lapse date.
- [F3]Represents 79,309 unvested RSUs as of the date of this filing.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001472150
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 6:12 PM ET
- Size
- 7.5 KB