Pell Richard 4
4 · Artio Global Investors Inc. · Filed Feb 8, 2011
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Award
Class A common stock
2011-02-04+172,519→ 2,148,177 total
Holdings
- 3,119,994(indirect: By Trust)
Class A common stock
Footnotes (2)
- [F1]Represents restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to the total award on the third anniversary of the date of grant, provided that specified performance goals are achieved, and provided Mr. Pell continues to be employed by the Issuer through such lapse date.
- [F2]Held by the Pell Family Trusts, grantor retained annuity trusts for which Mr. Pell serves as settlor and trustee.