4//SEC Filing
Harte Francis Michael 4
Accession 0000950103-11-000502
CIK 0001419178other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:18 PM ET
Size
7.5 KB
Accession
0000950103-11-000502
Insider Transaction Report
Form 4
Harte Francis Michael
Chief Financial Officer
Transactions
- Award
Class A common stock
2011-02-04+47,549→ 179,776 total - Award
Class A common stock
2011-02-04+20,905→ 132,227 total
Footnotes (3)
- [F1]Represents restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to 1/3rd of the total award on each of the first three anniversaries of the date of grant, provided that Mr. Harte continues to be employed by the Issuer through each lapse date.
- [F2]Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. These restrictions will lapse on the third anniversary of the date of grant to the extent that specified performance goals are achieved, and provided Mr. Harte continues to be employed by the Issuer through such lapse date.
- [F3]Represents 142,024 unvested RSUs as of the date of this filing.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001353134
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 6:18 PM ET
- Size
- 7.5 KB