4//SEC Filing
Lese William D 4
Accession 0000950103-11-002197
CIK 0001311230other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 8:38 PM ET
Size
13.2 KB
Accession
0000950103-11-002197
Insider Transaction Report
Form 4
SOLAZYME INCSZYM
Lese William D
Director10% Owner
Transactions
- Conversion
Series C Preferred Stock
2011-06-02−2,481,350→ 0 total(indirect: By Braemar Energy Ventures II, LP)→ Common Stock (2,481,350 underlying) - Conversion
Series D Preferred Stock
2011-06-02−2,540,879→ 0 total(indirect: By LLC)→ Common Stock (2,540,879 underlying) - Conversion
Common Stock
2011-06-02+2,481,350→ 2,481,350 total(indirect: By Braemar Energy Ventures II, LP) - Conversion
Common Stock
2011-06-02+2,540,879→ 2,540,879 total(indirect: By LLC) - Purchase
Common Stock
2011-06-02$18.00/sh+200$3,600→ 200 total(indirect: By Spouse)
Footnotes (5)
- [F1]The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]William D. Lese is a managing director of Braemar Power and Communications Management II, LP ("BPCM"). BPCM is the general partner of Braemar Energy Ventures II, LP ("BEV"). The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F4]William D. Lese is a managing director of BPCM. BPCM is the general partner of BEV. BEV is the manager of Solazyme Investments, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F5]Shares purchased in a directed share program in connection with the Issuer's initial public offering. The reporting person disclaims beneficial ownership of these shares.
Documents
Issuer
SOLAZYME INC
CIK 0001311230
Entity typeother
Related Parties
1- filerCIK 0001399334
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 8:38 PM ET
- Size
- 13.2 KB