JANUS CAPITAL GROUP INC 4
4 · JANUS CAPITAL GROUP INC · Filed Dec 4, 2012
Insider Transaction Report
Form 4
DAI ICHI LIFE INSURANCE CO., LTD.
10% Owner
Transactions
- Purchase
Common Stock
2012-12-03$7.92/sh+2,650,000$20,991,975→ 34,209,151 total - Purchase
Common Stock
2012-12-03$7.92/sh+217,075$1,719,017→ 34,676,226 total - Purchase
Common Stock
2012-12-03$7.92/sh+50,000$395,950→ 34,984,151 total - Purchase
Common Stock
2012-12-03$8.96/sh+1,000,000$8,958,500→ 36,059,151 total - Purchase
Common Stock
2012-12-04$7.76/sh+1,195,503$9,277,701→ 37,254,654 total - Exercise of In-Money
Put Option (obligation to buy)
2012-12-03−1,000,000→ 0 totalExercise: $8.96From: 2012-12-03Exp: 2012-12-03→ Common Stock (1,000,000 underlying) - Purchase
Common Stock
2012-12-03$7.92/sh+200,000$1,583,800→ 34,876,226 total - Purchase
Common Stock
2012-12-03$7.92/sh+25,000$197,975→ 35,059,151 total - Purchase
Common Stock
2012-12-03$7.92/sh+57,925$458,708→ 34,934,151 total - Purchase
Common Stock
2012-12-03$7.92/sh+250,000$1,979,750→ 34,459,151 total - Purchase
Common Stock
2012-12-03$7.92/sh+50,000$395,950→ 35,034,151 total
Footnotes (2)
- [F1]This price represents the weighted average of purchases at prices ranging from $7.8400 to $8.1400. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.
- [F2]This price represents the weighted average of purchases at prices ranging from $7.6950 to $7.9000. The reporting person undertakes to provide on request detailed breakouts in order that the SEC staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares purchased at each price.