4//SEC Filing
FBR & Co. 4
Accession 0000950103-13-005416
CIK 0001371446operating
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 8:15 PM ET
Size
14.5 KB
Accession
0000950103-13-005416
Insider Transaction Report
Form 4
FBR & Co.FBRC
MURPHY THOMAS S JR
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$14.52/sh+15,908$230,984→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-09-09−38,461→ 0 total(indirect: See footnotes.)Exercise: $16.40From: 2011-06-03Exp: 2014-06-03→ Common Stock (38,461 underlying) - Disposition to Issuer
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$26.25/sh−54,369$1,427,186→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Common Stock, par value $0.001 per share ("Common Stock")
2013-09-09$16.40/sh+38,461$630,760→ 0 total(indirect: See footnotes.) - Exercise/Conversion
Option (Right to Buy) ("Option")
2013-09-09−15,908→ 0 total(indirect: See footnotes.)Exercise: $14.52From: 2012-06-01Exp: 2015-06-01→ Common Stock (15,908 underlying)
Footnotes (3)
- [F1]The reporting person is member of the board of directors of the issuer and is a Managing Director of Crestview Advisors, L.L.C., which on September 9, 2013 (i) exercised 38,461 options to buy shares of common stock of the issuer at an exercise price of $16.40 per share and sold all shares underlying such options to the issuer at a price of $26.25 per share and (ii) exercised 15,908 of its 42,016 options to buy shares of common stock of the issuer with an exercise price of $14.52 per share and sold to the issuer the 15,908 shares underlying such exercised options at a price of $26.25 per share.
- [F2]Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). On September 9, 2013, the Crestview Funds sold 670,631 shares of common stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,477,278 shares of common stock of the issuer. The reporting person is also a Managing Director of Crestview, L.L.C., the general partner of Crestview Partners GP, L.P.
- [F3]The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein.
Documents
Issuer
FBR & Co.
CIK 0001371446
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0001371446
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 8:15 PM ET
- Size
- 14.5 KB